First Allied Advisory Services’s PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX PIV Stock Holding History

First Allied Advisory Services’s Portfolio PIV Stock Details PIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q2	–	Sell	-294,596	Closed	-$8.8M	–	1283
2018 Q1	$8.8M	Buy	294,596 +17,339	+6%	+$518K	0.34%	58
2017 Q4	$8.44M	Buy	277,257 +18,059	+7%	+$550K	0.34%	65
2017 Q3	$7.46M	Buy	259,198 +15,777	+6%	+$454K	0.32%	67
2017 Q2	$6.82M	Buy	243,421 +145,780	+149%	+$4.08M	0.3%	78
2017 Q1	$2.66M	Buy	+97,641	New	+$2.66M	0.14%	166
2016 Q3	–	Sell	-9,530	Closed	-$237K	–	1144
2016 Q2	$237K	Sell	9,530 -1,854	-16%	-$46.1K	0.01%	856
2016 Q1	$280K	Buy	+11,384	New	+$280K	0.02%	768

Other funds holding PIV

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

SMG

Smart Money Group Eastland, Texas $344M AUM 16.66% 1-Year Est. Return

PWAG

Polaris Wealth Advisory Group San Rafael, California $1.31B AUM 17.95% 1-Year Est. Return

First Allied Advisory Services's PIV Position: Q2 2018 in Review

First Allied Advisory Services sold out of PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX (PIV) in Q2 2018, closing a stake of 294,596 shares — an estimated $8.8M sold.

First Allied Advisory Services first reported a position in PIV in Q1 2016 and held it in 7 quarters. The position peaked at $8.8M in Q1 2018. 3 funds tracked by Wall St. Rank hold PIV as of Q2 2018.

First Allied Advisory Services reported no remaining PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX position as of Q2 2018 after selling out during the quarter.
First Allied Advisory Services sold 294,596 PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX shares in Q2 2018, an estimated $8.8M.
First Allied Advisory Services first reported a position in PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX in Q1 2016 and held it in 7 quarters.
First Allied Advisory Services's PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX position peaked at $8.8M in Q1 2018.
3 funds tracked by Wall St. Rank held PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX as of Q2 2018.

Based on First Allied Advisory Services's 13F filing for Q2 2018, filed 8 Aug 2018.