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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULTA icon
701
Ulta Beauty
ULTA
$20.4B
$446K 0.02%
1,986
-936
-32% -$198K
RPAI
702
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$446K 0.02%
33,462
-1,600
-5% -$20.8K
SHE icon
703
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$321M
$445K 0.02%
6,278
+2,006
+47% +$143K
IVZ icon
704
Invesco
IVZ
$13.3B
$443K 0.02%
12,195
+1,682
+16% +$60.9K
IXN icon
705
iShares Global Tech ETF
IXN
$8.7B
$443K 0.02%
17,286
+552
+3% +$14K
PSK icon
706
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
$441K 0.02%
10,046
-3,830
-28% -$171K
GMOM icon
707
Cambria Global Momentum ETF
GMOM
$69.7M
$438K 0.02%
16,010
– –
FXR icon
708
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$437K 0.02%
10,778
+1,410
+15% +$54.5K
HYB
709
DELISTED
New America High Income Fund, Inc.
HYB
$437K 0.02%
46,480
-1,000
-2% -$9.72K
IFF icon
710
International Flavors & Fragrances
IFF
$19.4B
$436K 0.02%
2,788
-124
-4% -$18.6K
EWY icon
711
iShares MSCI South Korea ETF
EWY
$21.7B
$434K 0.02%
5,794
+2,652
+84% +$196K
WU icon
712
Western Union
WU
$2.57B
$434K 0.02%
22,957
+7,363
+47% +$144K
IPAY icon
713
Amplify Mobile Payments ETF
IPAY
$154M
$433K 0.02%
12,745
-267
-2% -$9.09K
GWX icon
714
State Street SPDR S&P International Small Cap ETF
GWX
$861M
$431K 0.02%
12,173
+240
+2% +$8.52K
MLPA icon
715
Global X MLP ETF
MLPA
$2.28B
$430K 0.02%
7,281
+367
+5% +$21.4K
DFE icon
716
WisdomTree Europe SmallCap Dividend Fund
DFE
$163M
$427K 0.02%
6,111
+1,321
+28% +$91K
SJM icon
717
J.M. Smucker
SJM
$12.6B
$425K 0.02%
+3,423
New +$380K
LLL
718
DELISTED
L3 Technologies, Inc.
LLL
$425K 0.02%
2,125
-1,107
-34% -$211K
PSEC icon
719
Prospect Capital
PSEC
$1.06B
$424K 0.02%
62,808
-37,546
-37% -$245K
CHI
720
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$423K 0.02%
37,829
-7,604
-17% -$87.2K
DXC icon
721
DXC Technology
DXC
$1.63B
$423K 0.02%
5,067
+273
+6% +$22K
SIR
722
DELISTED
SELECT INCOME REIT
SIR
$422K 0.02%
37,967
-14,695
-28% -$161K
QLD icon
723
ProShares Ultra QQQ
QLD
$12.5B
$421K 0.02%
45,928
-808
-2% -$7.12K
BRX icon
724
Brixmor Property Group
BRX
$9.95B
$420K 0.02%
22,412
-9,165
-29% -$168K
SPTS icon
725
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$416K 0.02%
13,912
+1,143
+9% +$34.3K
27 28
29
30 31

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.