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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SCHF icon
676
Schwab International Equity ETF
SCHF
$65.6B
$335K 0.03%
21,574
-340
-2% -$5.5K
LSI
677
DELISTED
Life Storage, Inc.
LSI
$335K 0.03%
6,822
-204
-3% -$10.5K
RSPH icon
678
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$741M
$334K 0.03%
+25,680
New +$326K
FNV icon
679
Franco-Nevada
FNV
$41.4B
$333K 0.03%
6,800
+2,600
+62% +$145K
IWP icon
680
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$333K 0.03%
7,548
+622
+9% +$27.8K
PSEC icon
681
Prospect Capital
PSEC
$1.06B
$333K 0.03%
33,536
-67,451
-67% -$711K
VIS icon
682
Vanguard Industrials ETF
VIS
$8.23B
$333K 0.03%
3,263
-496
-13% -$51.1K
VIV icon
683
Telefônica Brasil
VIV
$22.4B
$330K 0.03%
16,711
+5,033
+43% +$102K
NFG icon
684
National Fuel Gas
NFG
$7.84B
$329K 0.03%
+4,700
New +$344K
HRI icon
685
Herc Holdings
HRI
$5.43B
$327K 0.03%
+4,281
New +$366K
LOCO icon
686
El Pollo Loco
LOCO
$485M
$327K 0.03%
+9,100
New +$314K
GYLD icon
687
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$325K 0.03%
12,099
+4,815
+66% +$134K
SPSB icon
688
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$325K 0.03%
10,497
-87,876
-89% -$2.7M
ITC
689
DELISTED
ITC HOLDINGS CORP
ITC
$325K 0.03%
+9,163
New +$333K
BR icon
690
Broadridge
BR
$17.2B
$324K 0.03%
+7,826
New +$325K
NTT
691
DELISTED
Nippon Telegraph & Telephone
NTT
$324K 0.03%
+10,259
New +$336K
FTF
692
Franklin Limited Duration Income Trust
FTF
$233M
$323K 0.03%
26,267
+882
+3% +$11.3K
SCHA icon
693
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$323K 0.03%
24,840
+9,808
+65% +$131K
SPYG icon
694
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$323K 0.03%
13,964
+5,176
+59% +$119K
KYE
695
DELISTED
Kayne Anderson Energy
KYE
$323K 0.03%
10,010
-46,484
-82% -$1.51M
BHP icon
696
BHP
BHP
$213B
$322K 0.03%
+6,502
New +$378K
VNR
697
DELISTED
Vanguard Natural Resources, LLC
VNR
$322K 0.03%
11,872
-2,106
-15% -$63.6K
BWXT icon
698
BWX Technologies
BWXT
$16B
$321K 0.03%
+16,313
New +$352K
MFIC icon
699
MidCap Financial Investment
MFIC
$784M
$321K 0.03%
13,213
+226
+2% +$5.86K
TFC icon
700
Truist Financial
TFC
$63.2B
$321K 0.03%
+8,493
New +$321K

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First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.