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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
651
Weyerhaeuser
WY
$17.3B
$505K 0.02%
14,225
+2,596
+22% +$91.9K
MCO icon
652
Moody's
MCO
$81.7B
$503K 0.02%
3,407
+368
+12% +$53.9K
SRPT icon
653
Sarepta Therapeutics
SRPT
$1.66B
$503K 0.02%
9,041
– –
BIDU icon
654
Baidu
BIDU
$35.8B
$502K 0.02%
2,146
-2,535
-54% -$620K
PCN
655
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$497K 0.02%
28,980
-2,665
-8% -$45.2K
PBCT
656
DELISTED
People's United Financial Inc
PBCT
$496K 0.02%
27,065
+916
+4% +$17K
UMH
657
UMH Properties
UMH
$1.32B
$495K 0.02%
33,210
-7,131
-18% -$109K
MGK icon
658
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$493K 0.02%
22,135
-515
-2% -$11.2K
VYX icon
659
NCR Voyix
VYX
$1.06B
$491K 0.02%
23,537
– –
CBL
660
DELISTED
CBL& Associates Properties, Inc.
CBL
$491K 0.02%
86,414
+19,509
+29% +$130K
FAST icon
661
Fastenal
FAST
$54B
$489K 0.02%
35,456
+11,964
+51% +$148K
IUSV icon
662
iShares Core S&P US Value ETF
IUSV
$27.2B
$488K 0.02%
8,838
+1,774
+25% +$95.3K
PFG icon
663
Principal Financial Group
PFG
$23.6B
$488K 0.02%
6,911
-266
-4% -$18.3K
BDX icon
664
Becton Dickinson
BDX
$43.1B
$487K 0.02%
2,351
-142
-6% -$29.7K
KWEB icon
665
KraneShares CSI China Internet ETF
KWEB
$5.2B
$486K 0.02%
8,187
+1,100
+16% +$63.8K
FDD icon
666
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$484K 0.02%
35,394
-593
-2% -$8.06K
FXD icon
667
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$481K 0.02%
11,419
+4,270
+60% +$170K
CPRI icon
668
Capri Holdings
CPRI
$1.77B
$480K 0.02%
7,721
+2,755
+55% +$151K
IGM icon
669
iShares Expanded Tech Sector ETF
IGM
$9.94B
$479K 0.02%
17,016
-270
-2% -$7.46K
PPA icon
670
Invesco Aerospace & Defense ETF
PPA
$8.27B
$478K 0.02%
8,908
+1,650
+23% +$87.2K
GVI icon
671
iShares Intermediate Government/Credit Bond ETF
GVI
$3.72B
$475K 0.02%
+4,335
New +$478K
PX
672
DELISTED
Praxair Inc
PX
$475K 0.02%
3,047
-410
-12% -$60.8K
WPC icon
673
W.P. Carey
WPC
$17.1B
$474K 0.02%
7,037
+335
+5% +$22.9K
RGT
674
Royce Global Value Trust
RGT
$95.8M
$472K 0.02%
43,842
+8,398
+24% +$88.3K
SPYX icon
675
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$470K 0.02%
21,723
-306
-1% -$6.44K
25 26
27
28 29

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.