We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
(-7.5%)
Cap. Flow
-$77.6M
Cap. Flow
% of AUM
-6.15%
Top 10 Holdings %
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$30.2M |
| 2 |
Berkshire Hathaway Class B
BRK.B
|
+$8.68M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$7.8M |
| 4 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.72M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$5.38M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.5M |
| 2 |
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
|
+$5.7M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.65M |
| 4 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$5.63M |
| 5 |
ProShares Ultra 7-10 Year Treasury
UST
|
+$5.57M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.61% |
| 2 | Technology | 7.02% |
| 3 | Financials | 6.27% |
| 4 | Energy | 5.77% |
| 5 | Industrials | 4.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
CA
651
DELISTED
CA, Inc.
CA
| $360K | 0.03% |
+12,969
| New | +$370K |
|
652
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
| $359K | 0.03% |
9,744
| – | – |
|
653
Verisk Analytics
VRSK
$26.4B
| $359K | 0.03% |
5,922
-569
| -9% | -$35.5K |
|
654
Range Resources
RRC
$9.11B
| $358K | 0.03% |
5,270
-187
| -3% | -$14.3K |
|
|
IAE
655
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.1M
| $355K | 0.03% |
28,098
-5,851
| -17% | -$78.2K |
|
656
Blackrock
BLK
$164B
| $354K | 0.03% |
1,072
-2
| -0.2% | -$644 |
|
657
WisdomTree Japan SmallCap Dividend Fund
DFJ
$385M
| $354K | 0.03% |
+6,916
| New | +$367K |
|
658
iShares Gold Trust
IAU
$63B
| $353K | 0.03% |
14,970
-2,852
| -16% | -$70.8K |
|
|
JTP
659
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
| $353K | 0.03% |
43,736
+146
| +0.3% | +$1.22K |
|
|
WWAV
660
DELISTED
The WhiteWave Foods Company
WWAV
| $353K | 0.03% |
9,649
+396
| +4% | +$13.2K |
|
661
Cardinal Health
CAH
$53.4B
| $352K | 0.03% |
4,813
+134
| +3% | +$9.75K |
|
|
RAS
662
DELISTED
RAIT Financial Trust
RAS
| $351K | 0.03% |
47,238
+400
| +0.9% | +$3.16K |
|
663
iShares MSCI BIC ETF
BKF
$75.2M
| $350K | 0.03% |
+9,420
| New | +$377K |
|
|
ENH
664
DELISTED
Endurance Specialty Holdings Ltd
ENH
| $348K | 0.03% |
+6,358
| New | +$352K |
|
665
Northwest Bancshares
NWBI
$2.25B
| $345K | 0.03% |
+28,700
| New | +$363K |
|
|
MWE
666
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
| $345K | 0.03% |
4,520
-1,859
| -29% | -$139K |
|
667
Hasbro
HAS
$12.6B
| $343K | 0.03% |
+6,281
| New | +$330K |
|
668
Vulcan Materials
VMC
$36.3B
| $343K | 0.03% |
5,660
-345
| -6% | -$21.8K |
|
669
AstraZeneca
AZN
$263B
| $342K | 0.03% |
+4,792
| New | +$351K |
|
670
TC Energy
TRP
$73.5B
| $342K | 0.03% |
6,680
-64,132
| -91% | -$3.31M |
|
|
VIAB
671
DELISTED
Viacom Inc. Class B
VIAB
| $342K | 0.03% |
4,354
+535
| +14% | +$44K |
|
|
JMF
672
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $340K | 0.03% |
15,444
-12,125
| -44% | -$262K |
|
|
RPAI
673
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
| $339K | 0.03% |
23,077
-2,931
| -11% | -$45.1K |
|
674
PACCAR
PCAR
$69.6B
| $337K | 0.03% |
8,919
+891
| +11% | +$37.1K |
|
675
Jabil
JBL
$32.8B
| $335K | 0.03% |
+16,756
| New | +$350K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2014 Portfolio in Review
As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.
Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.
- First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
- First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
- First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
- First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
- First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
- First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.
Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.