First Allied Advisory Services’s iShares MSCI KLD 400 Social ETF DSI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$380K	Buy	+5,938	New	+$375K	0.01%	818
2020 Q1	–	Sell	-3,504	Closed	-$211K	–	1101
2019 Q4	$211K	Sell	3,504 -10,976	-76%	-$631K	0.01%	1099
2019 Q3	$799K	Buy	14,480 +542	+4%	+$29.9K	0.03%	532
2019 Q2	$762K	Sell	13,938 -102	-0.7%	-$5.48K	0.03%	538
2019 Q1	$743K	Sell	14,040 -2,648	-16%	-$134K	0.03%	540
2018 Q4	$777K	Buy	16,688 +11,226	+206%	+$555K	0.03%	479
2018 Q3	$291K	Buy	5,462 +1,030	+23%	+$54.2K	0.01%	916
2018 Q2	$223K	Buy	4,432 +232	+6%	+$11.6K	0.01%	1016
2018 Q1	$205K	Hold	4,200	–	–	0.01%	1036
2017 Q4	$205K	Buy	+4,200	New	+$202K	0.01%	1046
2017 Q3	–	Sell	-20,284	Closed	-$907K	–	1139
2017 Q2	$907K	Buy	20,284 +600	+3%	+$26.5K	0.04%	453
2017 Q1	$854K	Buy	19,684 +3,400	+21%	+$145K	0.04%	429
2016 Q4	$671K	Buy	16,284 +5,176	+47%	+$209K	0.03%	495
2016 Q3	$447K	Sell	11,108 -850	-7%	-$34.1K	0.02%	607
2016 Q2	$462K	Hold	11,958	–	–	0.03%	575
2016 Q1	$458K	Hold	11,958	–	–	0.03%	575
2015 Q4	$452K	Sell	11,958 -46	-0.4%	-$1.75K	0.02%	615
2015 Q3	$425K	Buy	12,004 +400	+3%	+$15K	0.02%	613
2015 Q2	$445K	Buy	11,604 +1,860	+19%	+$72.4K	0.02%	649
2015 Q1	$376K	Hold	9,744	–	–	0.02%	685
2014 Q4	$374K	Hold	9,744	–	–	0.03%	640
2014 Q3	$359K	Hold	9,744	–	–	0.03%	652
2014 Q2	$357K	Buy	9,744 +224	+2%	+$7.96K	0.03%	643
2014 Q1	$333K	Buy	9,520 +3,310	+53%	+$114K	0.03%	673
2013 Q4	$215K	Buy	+6,210	New	+$205K	0.02%	792