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iShares MSCI KLD 400 Social ETF

139 hedge funds and large institutions have $281M invested in iShares MSCI KLD 400 Social ETF in 2016 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 31 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 2

39% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 31

14% more funds holding

Funds holding: 122139 (+17)

14% more capital invested

Capital invested by funds: $247M → $281M (+$34.3M)

4.59% less ownership

Funds ownership: 79.04%74.45% (-4.6%)

Holders
139
Holders Change
+17
Holders Change %
+13.93%
% of All Funds
3.48%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
20
Increased
43
Reduced
31
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$51.8M +$1.18M +29,272 +2%
UBS Group
2
UBS Group
Switzerland
$22.3M +$2.55M +63,094 +13%
Goldman Sachs
3
Goldman Sachs
New York
$20M -$94.2K -2,330 -0.5%
JP Morgan Chase
4
JP Morgan Chase
New York
$20M -$2.91M -71,960 -13%
Morgan Stanley
5
Morgan Stanley
New York
$12.2M +$1.2M +29,804 +11%
ZAM
6
Zevin Asset Management
Massachusetts
$11.7M +$11.5M +283,870 New
JMPWA
7
JP Morgan Private Wealth Advisors
California
$9.02M +$1.02M +25,330 +13%
SB
8
Suntrust Banks
Georgia
$7.74M -$2.33M -57,738 -24%
Wells Fargo
9
Wells Fargo
California
$7.65M +$661K +16,348 +10%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$7.28M +$2.8M +69,362 +65%
TAM
11
Trillium Asset Management
Massachusetts
$6.07M +$2.44M +60,466 +70%
US Bancorp
12
US Bancorp
Minnesota
$5.2M +$984K +24,356 +24%
BIM
13
BlackRock Investment Management
Delaware
$4.24M +$4.16M +102,848 New
Ameriprise
14
Ameriprise
Minnesota
$3.67M +$1.33M +32,932 +59%
BC
15
Brinker Capital
Pennsylvania
$3.48M -$9.56M -236,480 -74%
Jane Street
16
Jane Street
New York
$3.19M +$471K +11,662 +18%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$2.95M +$2.89M +71,566 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$2.73M -$242K -5,996 -8%
BG
19
Bahl & Gaynor
Ohio
$2.55M +$901K +22,304 +56%
GC
20
Gibson Capital
Pennsylvania
$2.54M
PWM
21
Patriot Wealth Management
Texas
$2.51M -$27.8K -688 -1%
PA
22
Paracle Advisors
Washington
$2.51M -$67.9K -1,680 -3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$2.48M +$9.29K +230 +0.4%
LPL Financial
24
LPL Financial
California
$2.46M -$439K -10,858 -16%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$2.22M +$65.5K +1,622 +3%

DSI Hedge Fund Activity: Q4 2016 in Review

139 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI KLD 400 Social ETF (DSI) for Q4 2016, worth a combined $281M — up 14% from $247M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new DSI positions and 2 closed out — a net gain of 18 holders — while 43 added to existing stakes and 31 trimmed.

The largest buyer was Zevin Asset Management, opening a new position worth an estimated $11.5M. The largest seller was Brinker Capital, cutting an estimated $9.56M.

  • 139 institutional investors held iShares MSCI KLD 400 Social ETF (DSI) as of Q4 2016, up from 122 in Q3 2016.
  • Funds reported $281M of iShares MSCI KLD 400 Social ETF stock for Q4 2016, up 14% quarter-over-quarter.
  • 20 funds opened new iShares MSCI KLD 400 Social ETF positions in Q4 2016 and 2 closed out, a net change of +18 holders.
  • The largest iShares MSCI KLD 400 Social ETF buyer in Q4 2016 was Zevin Asset Management, an estimated $11.5M added.
  • The largest iShares MSCI KLD 400 Social ETF seller in Q4 2016 was Brinker Capital, an estimated $9.56M sold.

Based on aggregated 13F filings for Q4 2016.