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iShares MSCI KLD 400 Social ETF

70 hedge funds and large institutions have $85.7M invested in iShares MSCI KLD 400 Social ETF in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 12

8% more capital invested

Capital invested by funds: $79M → $85.7M (+$6.69M)

3% more funds holding

Funds holding: 6870 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.13% less ownership

Funds ownership: 72.74%71.61% (-1.1%)

Holders
70
Holders Change
+2
Holders Change %
+2.94%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
24
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.73M +$326K +10,386 +3%
SB
2
Suntrust Banks
Georgia
$8.66M -$747K -23,814 -8%
Northern Trust
3
Northern Trust
Illinois
$6.26M -$499K -15,904 -7%
JP Morgan Chase
4
JP Morgan Chase
New York
$5.2M +$81K +2,582 +2%
Goldman Sachs
5
Goldman Sachs
New York
$5.02M -$483K -15,404 -9%
BP
6
Ballentine Partners
Massachusetts
$4.41M
U
7
UBS
Switzerland
$3.95M +$280K +8,918 +8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.82M +$2.99M +95,280 +365%
GC
9
Gibson Capital
Pennsylvania
$3.21M -$460K -14,678 -13%
RNS
10
Robert N. Shapiro
$2.62M
US Bancorp
11
US Bancorp
Minnesota
$2.59M
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.43M +$2.42M +77,182 New
Morgan Stanley
13
Morgan Stanley
New York
$2.03M +$142K +4,532 +8%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$1.63M +$796K +25,400 +97%
BCIM
15
British Columbia Investment Management
British Columbia, Canada
$1.57M -$753K -24,000 -32%
RC
16
RegentAtlantic Capital
New Jersey
$1.36M +$284K +9,064 +27%
KFS
17
KMS Financial Services
Washington
$1.27M +$179K +5,720 +17%
LPL Financial
18
LPL Financial
California
$1.13M +$495K +15,790 +81%
P
19
Pitcairn
Pennsylvania
$971K
Wells Fargo
20
Wells Fargo
California
$965K -$2.38K -76 -0.2%
VKH
21
Virtu KCG Holdings
New York
$940K +$936K +29,856 New
MWAM
22
Mariner Wealth Advisors (Madison)
Kansas
$821K -$21.6K -688 -3%
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$806K
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$799K +$124K +3,964 +19%
JMFC
25
J.M. Forbes & Co
Massachusetts
$764K -$435K -13,880 -36%

DSI Hedge Fund Activity: Q3 2013 in Review

70 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI KLD 400 Social ETF (DSI) for Q3 2013, worth a combined $85.7M — up 8.5% from $79M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new DSI positions and 3 closed out — a net gain of 3 holders — while 24 added to existing stakes and 12 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2.99M. The largest seller was Timber Hill, exiting entirely with an estimated $1.57M sold.

  • 70 institutional investors held iShares MSCI KLD 400 Social ETF (DSI) as of Q3 2013, up from 68 in Q2 2013.
  • Funds reported $85.7M of iShares MSCI KLD 400 Social ETF stock for Q3 2013, up 8.5% quarter-over-quarter.
  • 6 funds opened new iShares MSCI KLD 400 Social ETF positions in Q3 2013 and 3 closed out, a net change of +3 holders.
  • The largest iShares MSCI KLD 400 Social ETF buyer in Q3 2013 was Royal Bank of Canada, an estimated $2.99M added.
  • The largest iShares MSCI KLD 400 Social ETF seller in Q3 2013 was Timber Hill, an estimated $1.57M sold.

Based on aggregated 13F filings for Q3 2013.