We are live on ! Find out more
FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDD icon
626
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$491K 0.02%
35,987
+14,779
+70% +$197K
IYT icon
627
iShares US Transportation ETF
IYT
$2.33B
$491K 0.02%
11,040
-46,172
-81% -$1.96M
NKX icon
628
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$651M
$491K 0.02%
31,174
– –
PZZA icon
629
Papa John's
PZZA
$999M
$490K 0.02%
6,711
+231
+4% +$17.4K
DCP
630
DELISTED
DCP Midstream, LP
DCP
$484K 0.02%
+13,993
New +$461K
PTLA
631
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
$484K 0.02%
+8,954
New +$526K
DRI icon
632
Darden Restaurants
DRI
$22.5B
$482K 0.02%
6,096
-447
-7% -$37.7K
BDX icon
633
Becton Dickinson
BDX
$43.1B
$479K 0.02%
2,493
-245
-9% -$47.5K
HAS icon
634
Hasbro
HAS
$12.6B
$478K 0.02%
4,842
-4,551
-48% -$462K
IBDC
635
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
– –
0
– –
MGK icon
636
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$475K 0.02%
22,650
+6,040
+36% +$124K
HYB
637
DELISTED
New America High Income Fund, Inc.
HYB
$475K 0.02%
47,480
+580
+1% +$5.6K
THS
638
DELISTED
Treehouse Foods
THS
$474K 0.02%
6,940
-560
-7% -$41.3K
CAG icon
639
Conagra Brands
CAG
$7.07B
$471K 0.02%
13,987
-626
-4% -$21.3K
IBDD
640
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
– –
0
– –
WPZ
641
DELISTED
Williams Partners L.P.
WPZ
$470K 0.02%
12,022
+6,503
+118% +$257K
SLV icon
642
iShares Silver Trust
SLV
$28.1B
$469K 0.02%
29,589
+16
+0.1% +$255
WTRG icon
643
Essential Utilities
WTRG
$11.2B
$468K 0.02%
14,213
+74
+0.5% +$2.48K
PBCT
644
DELISTED
People's United Financial Inc
PBCT
$468K 0.02%
26,149
+599
+2% +$10.3K
IWS icon
645
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$465K 0.02%
5,486
-25,244
-82% -$2.12M
PFG icon
646
Principal Financial Group
PFG
$23.6B
$463K 0.02%
7,177
+292
+4% +$18.8K
IEI icon
647
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$462K 0.02%
3,733
-2,237
-37% -$277K
TEL icon
648
TE Connectivity
TEL
$58.8B
$461K 0.02%
5,580
-262
-4% -$21.1K
RPAI
649
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$461K 0.02%
35,062
+20,772
+145% +$272K
ARCC icon
650
Ares Capital
ARCC
$13.5B
$460K 0.02%
28,139
+1,104
+4% +$17.9K
24 25
26
27 28

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.