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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSX icon
576
CSX Corp
CSX
$98.6B
$613K 0.02%
33,162
+8,013
+32% +$142K
EVHC
577
DELISTED
Envision Healthcare Holdings Inc
EVHC
$611K 0.02%
17,726
+6,578
+59% +$230K
SVC
578
Service Properties Trust
SVC
$1.1B
$607K 0.02%
4,069
-846
-17% -$124K
PNR icon
579
Pentair
PNR
$10.2B
$606K 0.02%
12,651
+100
+0.8% +$4.67K
AGNC icon
580
AGNC Investment
AGNC
$12.3B
$605K 0.02%
29,957
-1,017
-3% -$20.9K
FL
581
DELISTED
Foot Locker
FL
$604K 0.02%
+12,786
New +$477K
WTRG icon
582
Essential Utilities
WTRG
$11.2B
$604K 0.02%
15,280
+1,067
+8% +$38.9K
QTEC icon
583
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$598K 0.02%
8,324
+4,795
+136% +$346K
BSJI
584
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$595K 0.02%
23,739
+86
+0.4% +$2.17K
ALL icon
585
Allstate
ALL
$66.9B
$594K 0.02%
5,665
+154
+3% +$15.2K
KSS icon
586
Kohl's
KSS
$2.03B
$594K 0.02%
11,041
+3,614
+49% +$166K
FTSM icon
587
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$592K 0.02%
9,850
+4,735
+93% +$284K
IMCB icon
588
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$592K 0.02%
12,748
+1,428
+13% +$64.4K
SCHA icon
589
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$592K 0.02%
33,944
+15,872
+88% +$272K
ILCB icon
590
iShares Morningstar US Equity ETF
ILCB
$1.26B
$590K 0.02%
14,816
-768
-5% -$29.9K
OUSA icon
591
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$737M
$590K 0.02%
18,443
-623
-3% -$19.4K
PSA icon
592
Public Storage
PSA
$60.2B
$590K 0.02%
2,851
-1,083
-28% -$229K
IBDQ
593
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
MGA icon
594
Magna International
MGA
$17.9B
$585K 0.02%
10,294
+126
+1% +$6.93K
IYK icon
595
iShares US Consumer Staples ETF
IYK
$1.39B
$583K 0.02%
13,791
+60
+0.4% +$2.46K
FE icon
596
FirstEnergy
FE
$28.9B
$581K 0.02%
19,006
+117
+0.6% +$3.8K
HIX
597
Western Asset High Income Fund II
HIX
$352M
$580K 0.02%
83,100
+42,200
+103% +$298K
BBY icon
598
Best Buy
BBY
$18B
$573K 0.02%
+8,384
New +$496K
QQEW icon
599
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
$571K 0.02%
9,888
+6,213
+169% +$354K
MINI
600
DELISTED
Mobile Mini Inc
MINI
$571K 0.02%
16,462
-827
-5% -$28.3K
22 23
24
25 26

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.