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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
576
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$562K 0.02%
9,215
+504
+6% +$30K
RIO icon
577
Rio Tinto
RIO
$148B
$562K 0.02%
+11,869
New +$552K
TWX
578
DELISTED
Time Warner Inc
TWX
$561K 0.02%
5,506
+171
+3% +$17.3K
IHDG icon
579
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.19B
$560K 0.02%
18,130
+3,985
+28% +$119K
MOO icon
580
VanEck Agribusiness ETF
MOO
$989M
$559K 0.02%
+9,510
New +$540K
MNA icon
581
IQ ARB Merger Arbitrage ETF
MNA
$249M
$558K 0.02%
18,014
-1,103
-6% -$33.8K
HNP
582
DELISTED
Huaneng Power Intl, Inc.
HNP
$558K 0.02%
+22,935
New +$608K
CDNS icon
583
Cadence Design Systems
CDNS
$90B
$557K 0.02%
+14,157
New +$522K
CBL
584
DELISTED
CBL& Associates Properties, Inc.
CBL
$557K 0.02%
66,905
+13,157
+24% +$112K
VV icon
585
Vanguard Large-Cap ETF
VV
$51.9B
$553K 0.02%
4,808
-2,042
-30% -$231K
PCN
586
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$552K 0.02%
31,645
+600
+2% +$10.3K
IYK icon
587
iShares US Consumer Staples ETF
IYK
$1.39B
$551K 0.02%
13,731
-5,757
-30% -$233K
VYX icon
588
NCR Voyix
VYX
$1.06B
$550K 0.02%
23,537
+9,234
+65% +$212K
VONV icon
589
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$548K 0.02%
10,536
-9,480
-47% -$483K
COMT icon
590
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$546K 0.02%
15,635
+228
+1% +$7.69K
SIR
591
DELISTED
SELECT INCOME REIT
SIR
$544K 0.02%
52,662
+4,532
+9% +$46.5K
MGA icon
592
Magna International
MGA
$17.9B
$540K 0.02%
10,168
-644
-6% -$31.2K
LDUR icon
593
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$536K 0.02%
5,310
– –
IWR icon
594
iShares Russell Mid-Cap ETF
IWR
$56.8B
$532K 0.02%
10,788
+560
+5% +$27K
NFRA icon
595
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.02B
$528K 0.02%
10,936
+169
+2% +$8.09K
FJP icon
596
First Trust Japan AlphaDEX Fund
FJP
$247M
$527K 0.02%
9,442
+5,482
+138% +$295K
ULQ
597
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$527K 0.02%
10,444
-43,141
-81% -$2.18M
CHI
598
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$526K 0.02%
45,433
-100
-0.2% -$1.14K
HAL icon
599
Halliburton
HAL
$27.9B
$526K 0.02%
11,277
-3,161
-22% -$132K
TSCO icon
600
Tractor Supply
TSCO
$16.3B
$526K 0.02%
40,855
+3,925
+11% +$44.5K
22 23
24
25 26

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.