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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
LYB icon
526
LyondellBasell Industries
LYB
$19.5B
$470K 0.04%
4,284
+90
+2% +$9.73K
OKE icon
527
Oneok
OKE
$58.7B
$469K 0.04%
7,189
+3,858
+116% +$259K
TBF icon
528
ProShares Short 20+ Year Treasury ETF
TBF
$84.9M
$468K 0.04%
+16,952
New +$478K
QABA icon
529
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$467K 0.04%
+13,831
New +$481K
ALK icon
530
Alaska Air
ALK
$5.15B
$466K 0.04%
+10,726
New +$498K
DOV icon
531
Dover
DOV
$27.2B
$464K 0.04%
7,190
+132
+2% +$9.29K
OGE icon
532
OGE Energy
OGE
$10.3B
$463K 0.04%
+12,454
New +$458K
PXF icon
533
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$461K 0.04%
10,987
-13,676
-55% -$605K
VCLT icon
534
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$461K 0.04%
5,120
+1,653
+48% +$149K
EW icon
535
Edwards Lifesciences
EW
$47.6B
$459K 0.04%
+27,030
New +$427K
HR icon
536
Healthcare Realty
HR
$7.42B
$459K 0.04%
19,766
-4,937
-20% -$120K
MS icon
537
Morgan Stanley
MS
$337B
$458K 0.04%
13,421
+3,917
+41% +$131K
VT icon
538
Vanguard Total World Stock ETF
VT
$76.3B
$458K 0.04%
7,597
-1,423
-16% -$88.2K
HYEM icon
539
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$456K 0.04%
17,833
-2,754
-13% -$71.7K
PEG icon
540
Public Service Enterprise Group
PEG
$39.8B
$455K 0.04%
12,186
-76,800
-86% -$2.84M
PHYS icon
541
Sprott Physical Gold
PHYS
$14.6B
$455K 0.04%
45,615
WIN
542
DELISTED
Windstream Holdings Inc
WIN
$455K 0.04%
5,481
-558
-9% -$47.8K
SWH
543
DELISTED
Stanley Black & Decker, Inc.
SWH
$454K 0.04%
4,087
KXI icon
544
iShares Global Consumer Staples ETF
KXI
$1.03B
$453K 0.04%
10,246
-200
-2% -$8.91K
BIIB icon
545
Biogen
BIIB
$29.9B
$452K 0.04%
1,356
+197
+17% +$65K
WU icon
546
Western Union
WU
$2.57B
$452K 0.04%
28,250
+16,342
+137% +$281K
FYX icon
547
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$451K 0.04%
10,216
+1,867
+22% +$88.3K
GBX icon
548
The Greenbrier Companies
GBX
$1.61B
$450K 0.04%
6,119
-1,876
-23% -$129K
TM icon
549
Toyota
TM
$210B
$450K 0.04%
+3,806
New +$449K
BGR icon
550
BlackRock Energy and Resources Trust
BGR
$420M
$448K 0.04%
18,757
-111,350
-86% -$2.9M

Similar funds

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.