We are live on
!
Find out more
FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.19%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.33B
AUM Growth
+$84.4M
(+6.8%)
Cap. Flow
+$63.5M
Cap. Flow
% of AUM
4.77%
Top 10 Holdings %
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$26M |
| 2 |
ProShares Ultra Russell2000
UWM
|
+$13.5M |
| 3 |
VER
VEREIT, Inc.
VER
|
+$9.07M |
| 4 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$6.26M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$5.99M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$24.6M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$14.1M |
| 3 |
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
|
+$6.21M |
| 4 |
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
|
+$3.97M |
| 5 |
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
|
+$3.78M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.39% |
| 2 | Healthcare | 6.17% |
| 3 | Energy | 6.17% |
| 4 | Financials | 5.97% |
| 5 | Industrials | 4.97% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
Invesco Building & Construction ETF
PKB
$438M
| $536K | 0.04% |
23,469
-111,999
| -83% | -$2.51M |
|
|
MEN
502
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
| $536K | 0.04% |
49,000
| – | – |
|
|
FUND
503
Sprott Focus Trust
FUND
$295M
| $533K | 0.04% |
67,773
+2,458
| +4% | +$18.7K |
|
|
EEA
504
European Equity Fund
EEA
$74.2M
| $531K | 0.04% |
58,343
-242
| -0.4% | -$2.16K |
|
|
JMF
505
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $531K | 0.04% |
27,611
+8,110
| +42% | +$154K |
|
506
iShares Micro-Cap ETF
IWC
$1.45B
| $528K | 0.04% |
6,853
+318
| +5% | +$24.4K |
|
507
DaVita
DVA
$15.1B
| $524K | 0.04% |
7,570
+391
| +5% | +$26K |
|
508
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
| $523K | 0.04% |
24,481
+7,614
| +45% | +$160K |
|
|
AOD
509
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
| $522K | 0.04% |
61,945
+25
| +0% | +$208 |
|
510
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
| $520K | 0.04% |
12,675
+2,903
| +30% | +$115K |
|
511
Dover
DOV
$27.5B
| $515K | 0.04% |
7,806
+2,385
| +44% | +$148K |
|
512
Hain Celestial
HAIN
$46.2M
| $511K | 0.04% |
+11,196
| New | +$510K |
|
|
NLSN
513
DELISTED
Nielsen Holdings plc
NLSN
| $510K | 0.04% |
11,587
+5,364
| +86% | +$240K |
|
514
TotalEnergies
TTE
$187B
| $508K | 0.04% |
7,765
-788
| -9% | -$48.4K |
|
515
HSBC
HSBC
$356B
| $507K | 0.04% |
11,568
+6,569
| +131% | +$298K |
|
516
Lowe's Companies
LOW
$119B
| $504K | 0.04% |
10,301
-14,087
| -58% | -$680K |
|
517
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
| $501K | 0.04% |
9,290
+1,994
| +27% | +$106K |
|
518
Cognizant
CTSH
$22.4B
| $500K | 0.04% |
9,891
+1,073
| +12% | +$53.6K |
|
519
Nucor
NUE
$56.3B
| $499K | 0.04% |
9,759
+140
| +1% | +$7.02K |
|
520
Exelon
EXC
$48.3B
| $496K | 0.04% |
20,766
-466
| -2% | -$9.81K |
|
521
FMC
FMC
$1.4B
| $496K | 0.04% |
7,483
+263
| +4% | +$17.1K |
|
522
Pegasystems
PEGA
$4.75B
| $494K | 0.04% |
56,272
+32,064
| +132% | +$346K |
|
523
Tesla
TSLA
$1.22T
| $494K | 0.04% |
35,865
+6,060
| +20% | +$81.2K |
|
524
Patterson-UTI
PTEN
$3.59B
| $493K | 0.04% |
+15,540
| New | +$432K |
|
525
iShare MSCI Eurozone ETF
EZU
$9.46B
| $490K | 0.04% |
11,577
-300
| -3% | -$12.3K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2014 Portfolio in Review
As of Q1 2014, First Allied Advisory Services held 1,084 positions worth $1.33B, up 6.8% from $1.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
First Allied Advisory Services deployed $63.5M of net new capital in Q1 2014, opening 137 new positions and adding to 489 existing holdings. Its largest new stake was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
By sector, the portfolio is most concentrated in Technology at 6.4% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $24.6M trimmed.
- First Allied Advisory Services's largest Q1 2014 buy was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
- First Allied Advisory Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $26M increase.
- First Allied Advisory Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $24.6M.
- First Allied Advisory Services fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $14.1M.
- First Allied Advisory Services's ten largest holdings make up 14% of its $1.33B portfolio in Q1 2014.
- First Allied Advisory Services opened 137 new positions and closed 82 in Q1 2014.
- First Allied Advisory Services's portfolio value rose 6.8% quarter-over-quarter to $1.33B.
Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.