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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+11.27%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.92B
AUM Growth
+$386M
(+15%)
Cap. Flow
+$117M
Cap. Flow
% of AUM
4%
Top 10 Holdings %
Top 10 Hldgs %
18.21%
Holding
1,203
New
137
Increased
554
Reduced
412
Closed
50
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$13M |
| 2 |
iShares Core S&P Total US Stock Market ETF
ITOT
|
+$11.8M |
| 3 |
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
|
+$11.7M |
| 4 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$11.6M |
| 5 |
State Street DoubleLine Total Return Tactical ETF
TOTL
|
+$9.16M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard Financials ETF
VFH
|
+$11.5M |
| 2 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$10.4M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.71M |
| 4 |
Gabelli Equity Trust
GAB
|
+$6.44M |
| 5 |
Global X MLP ETF
MLPA
|
+$6.13M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.9% |
| 2 | Financials | 5.17% |
| 3 | Healthcare | 4.64% |
| 4 | Industrials | 4.08% |
| 5 | Communication Services | 3.8% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
First Trust Nasdaq Bank ETF
FTXO
$305M
| $1.1M | 0.04% |
44,891
+1,370
| +3% | +$34.7K |
|
427
Amphenol
APH
$198B
| $1.1M | 0.04% |
46,732
+2,464
| +6% | +$55.1K |
|
428
IQ ARB Merger Arbitrage ETF
MNA
$252M
| $1.1M | 0.04% |
34,334
+19,522
| +132% | +$626K |
|
429
DTE Energy
DTE
$29.5B
| $1.1M | 0.04% |
10,379
-42
| -0.4% | -$4.24K |
|
|
RDS.A
430
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $1.1M | 0.04% |
17,563
+1,638
| +10% | +$101K |
|
431
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
| $1.1M | 0.04% |
14,382
-3,955
| -22% | -$286K |
|
432
NXP Semiconductors
NXPI
$57.8B
| $1.09M | 0.04% |
12,360
+8,966
| +264% | +$788K |
|
433
Invesco Dorsey Wright Momentum ETF
PDP
$1.46B
| $1.09M | 0.04% |
19,221
-59,775
| -76% | -$3.18M |
|
434
Advanced Micro Devices
AMD
$776B
| $1.09M | 0.04% |
42,508
+2,546
| +6% | +$57.8K |
|
435
BlackRock Health Sciences Trust
BME
$562M
| $1.08M | 0.04% |
27,067
-2,779
| -9% | -$110K |
|
436
Schwab US Mid-Cap ETF
SCHM
$14.5B
| $1.08M | 0.04% |
+59,121
| New | +$1.06M |
|
437
FNB Corp
FNB
$6.73B
| $1.07M | 0.04% |
101,004
+3,207
| +3% | +$36.9K |
|
438
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $1.06M | 0.04% |
10,051
+3,648
| +57% | +$385K |
|
439
Vanguard FTSE All-World ex-US ETF
VEU
$66.6B
| $1.06M | 0.04% |
21,172
+218
| +1% | +$10.7K |
|
440
Vanguard FTSE Europe ETF
VGK
$30.7B
| $1.06M | 0.04% |
19,822
-1,028
| -5% | -$53.7K |
|
441
Consolidated Edison
ED
$40.1B
| $1.06M | 0.04% |
12,541
+629
| +5% | +$50.3K |
|
442
Dollar General
DG
$28B
| $1.05M | 0.04% |
8,799
-4,889
| -36% | -$569K |
|
443
F5
FFIV
$22.9B
| $1.05M | 0.04% |
6,630
-211
| -3% | -$34K |
|
444
American Electric Power
AEP
$69.6B
| $1.04M | 0.04% |
12,403
-671
| -5% | -$53.4K |
|
445
First Trust Municipal High Income ETF
FMHI
$987M
| $1.04M | 0.04% |
20,343
+643
| +3% | +$32.5K |
|
446
KKR & Co
KKR
$91.1B
| $1.04M | 0.04% |
44,087
-1,700
| -4% | -$38.7K |
|
447
First Trust Managed Municipal ETF
FMB
$2.04B
| $1.04M | 0.04% |
19,250
-11,907
| -38% | -$632K |
|
|
VMW
448
DELISTED
VMware, Inc
VMW
| $1.04M | 0.04% |
5,757
-287
| -5% | -$46.7K |
|
449
Expedia Group
EXPE
$35.4B
| $1.03M | 0.04% |
8,643
+4,756
| +122% | +$577K |
|
450
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
| $1.02M | 0.03% |
10,232
+1,587
| +18% | +$157K |
|
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First Allied Advisory Services's Q1 2019 Portfolio in Review
As of Q1 2019, First Allied Advisory Services held 1,203 positions worth $2.92B, up 15% from $2.53B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
First Allied Advisory Services deployed $117M of net new capital in Q1 2019, opening 137 new positions and adding to 554 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Vanguard Financials ETF, an estimated $11.5M trimmed.
- First Allied Advisory Services's largest Q1 2019 buy was Global X MLP & Energy Infrastructure ETF: 231,144 shares worth $9.15M.
- First Allied Advisory Services added most to iShares Core Dividend Growth ETF in Q1 2019, an estimated $13M increase.
- First Allied Advisory Services's biggest Q1 2019 reduction was Vanguard Financials ETF, cutting an estimated $11.5M.
- First Allied Advisory Services fully exited Sonoco in Q1 2019, selling an estimated $5.39M.
- First Allied Advisory Services's ten largest holdings make up 18% of its $2.92B portfolio in Q1 2019.
- First Allied Advisory Services opened 137 new positions and closed 50 in Q1 2019.
- First Allied Advisory Services's portfolio value rose 15% quarter-over-quarter to $2.92B.
Based on First Allied Advisory Services's 13F filing for Q1 2019, filed 6 May 2019.