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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.8%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.37B
AUM Growth
+$114M
(+9%)
Cap. Flow
+$78.9M
Cap. Flow
% of AUM
5.74%
Top 10 Holdings %
Top 10 Hldgs %
13.34%
Holding
1,160
New
132
Increased
487
Reduced
370
Closed
132
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.1M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$10.7M |
| 3 |
Gabelli Equity Trust
GAB
|
+$7.43M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.04M |
| 5 |
First Trust Dorsey Wright Focus 5 ETF
FV
|
+$5.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$12.4M |
| 2 |
ProShares Ultra MidCap400
MVV
|
+$5.78M |
| 3 |
KMP
KINDER MORGAN ENER PNTRS L.P.
KMP
|
+$5.03M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$4.64M |
| 5 |
Bristol-Myers Squibb
BMY
|
+$3.98M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.51% |
| 2 | Technology | 6.94% |
| 3 | Financials | 6.69% |
| 4 | Industrials | 5.25% |
| 5 | Energy | 4.75% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ZF
401
DELISTED
Virtus Total Return Fund Inc.
ZF
| $762K | 0.06% |
49,425
-2,747
| -5% | -$41.3K |
|
402
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $760K | 0.06% |
12,380
-502
| -4% | -$30.3K |
|
403
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
| $760K | 0.06% |
27,739
+1,143
| +4% | +$31.1K |
|
404
Macy's
M
$6.15B
| $759K | 0.06% |
11,389
+6,700
| +143% | +$405K |
|
405
Monster Beverage
MNST
$91.4B
| $757K | 0.06% |
42,264
+2,832
| +7% | +$48.8K |
|
406
TSMC
TSM
$2.09T
| $757K | 0.06% |
33,773
+8,279
| +32% | +$180K |
|
407
United Rentals
URI
$71.1B
| $753K | 0.05% |
7,407
+511
| +7% | +$54.8K |
|
408
Danaher
DHR
$135B
| $746K | 0.05% |
12,928
+7,671
| +146% | +$416K |
|
409
Seagate
STX
$193B
| $746K | 0.05% |
11,274
-3,833
| -25% | -$238K |
|
410
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
| $742K | 0.05% |
15,154
+4,938
| +48% | +$231K |
|
411
Lowe's Companies
LOW
$116B
| $742K | 0.05% |
10,767
-596
| -5% | -$35.7K |
|
412
Vanguard Extended Market ETF
VXF
$30.3B
| $742K | 0.05% |
8,489
+405
| +5% | +$34.7K |
|
413
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
| $741K | 0.05% |
35,642
+4,212
| +13% | +$85.3K |
|
414
Packaging Corp of America
PKG
$22.7B
| $739K | 0.05% |
+9,409
| New | +$674K |
|
415
Verisk Analytics
VRSK
$26.4B
| $737K | 0.05% |
11,492
+5,570
| +94% | +$347K |
|
416
Invesco Zacks Mid-Cap ETF
CZA
$188M
| $725K | 0.05% |
14,616
-400
| -3% | -$19.5K |
|
417
Exelon
EXC
$48.6B
| $725K | 0.05% |
27,356
+2,546
| +10% | +$65.3K |
|
418
Global X SuperDividend ETF
SDIV
$1.21B
| $722K | 0.05% |
10,466
-8,734
| -45% | -$620K |
|
419
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $717K | 0.05% |
14,748
-10,743
| -42% | -$525K |
|
420
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
| $715K | 0.05% |
19,994
-3,797
| -16% | -$128K |
|
421
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $715K | 0.05% |
62,697
-10,637
| -15% | -$123K |
|
422
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $701K | 0.05% |
27,600
-6,474
| -19% | -$164K |
|
|
RAD
423
DELISTED
Rite Aid Corporation
RAD
| $700K | 0.05% |
4,600
+4,082
| +788% | +$453K |
|
424
Automatic Data Processing
ADP
$100B
| $696K | 0.05% |
8,288
-1,263
| -13% | -$102K |
|
425
Unilever
UL
$131B
| $696K | 0.05% |
15,490
+2,066
| +15% | +$94.8K |
|
Similar funds
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First Allied Advisory Services's Q4 2014 Portfolio in Review
As of Q4 2014, First Allied Advisory Services held 1,160 positions worth $1.37B, up 9% from $1.26B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
First Allied Advisory Services deployed $78.9M of net new capital in Q4 2014, opening 132 new positions and adding to 487 existing holdings. Its largest new stake was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
By sector, the portfolio is most concentrated in Healthcare at 7.5% of assets, down from 7.6% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $12.4M trimmed.
- First Allied Advisory Services's largest Q4 2014 buy was VanEck High Yield Muni ETF: 42,708 shares worth $2.64M.
- First Allied Advisory Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $14.1M increase.
- First Allied Advisory Services's biggest Q4 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $12.4M.
- First Allied Advisory Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $5.03M.
- First Allied Advisory Services's ten largest holdings make up 13% of its $1.37B portfolio in Q4 2014.
- First Allied Advisory Services opened 132 new positions and closed 132 in Q4 2014.
- First Allied Advisory Services's portfolio value rose 9% quarter-over-quarter to $1.37B.
Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.