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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Enbridge
ENB
$124B
| $1.33M | 0.05% |
33,971
+1,543
| +5% | +$59.4K |
|
377
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.33M | 0.05% |
24,298
-15,396
| -39% | -$828K |
|
378
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
| $1.32M | 0.05% |
46,992
+12,152
| +35% | +$343K |
|
379
Welltower
WELL
$178B
| $1.32M | 0.05% |
20,561
+5,470
| +36% | +$367K |
|
380
D.R. Horton
DHI
$41B
| $1.31M | 0.05% |
25,807
+982
| +4% | +$45.7K |
|
381
Nucor
NUE
$56.4B
| $1.31M | 0.05% |
20,766
+2,703
| +15% | +$158K |
|
382
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $1.31M | 0.05% |
28,586
+1,534
| +6% | +$68.9K |
|
|
AGN
383
DELISTED
Allergan plc
AGN
| $1.31M | 0.05% |
8,067
-463
| -5% | -$83.1K |
|
384
McKesson
MCK
$98.5B
| $1.31M | 0.05% |
8,436
-1,136
| -12% | -$168K |
|
385
Omnicom Group
OMC
$22.7B
| $1.3M | 0.05% |
17,779
+3,623
| +26% | +$260K |
|
386
Vanguard Consumer Staples ETF
VDC
$7.86B
| $1.3M | 0.05% |
8,939
+645
| +8% | +$91K |
|
387
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $1.3M | 0.05% |
13,698
+1,335
| +11% | +$126K |
|
388
Broadcom
AVGO
$1.82T
| $1.29M | 0.05% |
49,930
+300
| +0.6% | +$7.8K |
|
389
Elbit Systems
ESLT
$38.4B
| $1.29M | 0.05% |
9,681
+20
| +0.2% | +$2.86K |
|
390
State Street
STT
$50.9B
| $1.29M | 0.05% |
13,199
-1,881
| -12% | -$180K |
|
|
BNY
391
Bank of New York Mellon
BNY
$108B
| $1.29M | 0.05% |
24,002
+1,248
| +5% | +$66.5K |
|
392
Xtrackers Russell US Multifactor ETF
DEUS
$299M
| $1.28M | 0.05% |
+39,880
| New | +$1.25M |
|
393
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
| $1.27M | 0.05% |
+32,424
| New | +$1.24M |
|
394
ConocoPhillips
COP
$147B
| $1.25M | 0.05% |
22,845
-1,209
| -5% | -$62.2K |
|
395
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.36B
| $1.23M | 0.05% |
33,847
+9,263
| +38% | +$328K |
|
396
NextEra Energy
NEE
$187B
| $1.23M | 0.05% |
31,532
+2,384
| +8% | +$92K |
|
397
Crown Castle
CCI
$32.7B
| $1.23M | 0.05% |
11,045
+261
| +2% | +$28.2K |
|
398
Toll Brothers
TOL
$14B
| $1.23M | 0.05% |
+25,451
| New | +$1.17M |
|
399
BlackRock Health Sciences Trust
BME
$554M
| $1.22M | 0.05% |
33,503
+1,541
| +5% | +$55.7K |
|
400
Healthpeak Properties
DOC
$15.4B
| $1.21M | 0.05% |
46,446
+3,058
| +7% | +$81.1K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.