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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
376
Vanguard Long-Term Bond ETF
BLV
$5.75B
| $1.16M | 0.05% |
12,363
+833
| +7% | +$78K |
|
377
Baidu
BIDU
$35.8B
| $1.16M | 0.05% |
4,681
-220
| -4% | -$48K |
|
378
Vanguard Consumer Staples ETF
VDC
$7.86B
| $1.15M | 0.05% |
8,294
-2,299
| -22% | -$324K |
|
|
FUND
379
Sprott Focus Trust
FUND
$293M
| $1.15M | 0.05% |
149,280
-6,077
| -4% | -$45.4K |
|
380
Vanguard Consumer Discretionary ETF
VCR
$5.84B
| $1.15M | 0.05% |
8,008
+1,311
| +20% | +$187K |
|
381
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
| $1.14M | 0.05% |
67,452
+56,875
| +538% | +$926K |
|
|
JPS
382
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $1.14M | 0.05% |
109,127
+535
| +0.5% | +$5.49K |
|
|
RMT
383
Royce Micro-Cap Trust
RMT
$736M
| $1.12M | 0.05% |
120,124
-4,950
| -4% | -$42.9K |
|
384
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
| $1.12M | 0.05% |
119,974
+22,322
| +23% | +$207K |
|
385
Global X Social Media ETF
SOCL
$87.8M
| $1.12M | 0.05% |
35,578
+1,255
| +4% | +$38K |
|
386
Seagate
STX
$193B
| $1.12M | 0.05% |
33,645
+406
| +1% | +$13.8K |
|
|
FRC
387
DELISTED
First Republic Bank
FRC
| $1.11M | 0.05% |
10,697
-725
| -6% | -$72K |
|
388
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
| $1.11M | 0.05% |
64,641
-678
| -1% | -$11.4K |
|
389
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
| $1.1M | 0.05% |
11,672
-99
| -0.8% | -$9.27K |
|
390
Medtronic
MDT
$107B
| $1.09M | 0.05% |
13,964
+531
| +4% | +$44.1K |
|
391
Phillips 66
PSX
$82.9B
| $1.07M | 0.05% |
11,719
-299
| -2% | -$25.3K |
|
392
Crown Castle
CCI
$32.7B
| $1.07M | 0.05% |
10,784
-450
| -4% | -$46K |
|
393
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $1.07M | 0.05% |
37,842
-56,178
| -60% | -$1.55M |
|
394
Verisk Analytics
VRSK
$26.4B
| $1.07M | 0.05% |
12,941
-118
| -0.9% | -$9.78K |
|
395
NextEra Energy
NEE
$187B
| $1.07M | 0.05% |
29,148
+3,224
| +12% | +$118K |
|
396
Welltower
WELL
$178B
| $1.07M | 0.05% |
15,091
+244
| +2% | +$17.7K |
|
397
Vanguard Energy ETF
VDE
$10.1B
| $1.06M | 0.05% |
11,388
-1,516
| -12% | -$134K |
|
398
LKQ Corp
LKQ
$6.58B
| $1.06M | 0.05% |
29,615
-1,620
| -5% | -$55.2K |
|
399
STAG Industrial
STAG
$7.86B
| $1.06M | 0.05% |
38,645
-7,286
| -16% | -$201K |
|
400
Omnicom Group
OMC
$22.7B
| $1.06M | 0.05% |
14,156
-3,650
| -20% | -$281K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.