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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DFS
351
DELISTED
Discover Financial Services
DFS
| $1.45M | 0.06% |
18,881
+3,060
| +19% | +$211K |
|
352
Texas Instruments
TXN
$255B
| $1.45M | 0.06% |
13,875
+2,450
| +21% | +$239K |
|
353
Entergy
ETR
$54.1B
| $1.43M | 0.06% |
35,238
-10,708
| -23% | -$449K |
|
354
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $1.42M | 0.06% |
58,235
-5,824
| -9% | -$143K |
|
355
iShares Russell 3000 ETF
IWV
$19.5B
| $1.42M | 0.06% |
8,930
-50
| -0.6% | -$7.71K |
|
356
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $1.42M | 0.06% |
40,106
+11
| +0% | +$376 |
|
357
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $1.41M | 0.06% |
29,669
-399
| -1% | -$18.4K |
|
|
358
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
| $1.4M | 0.06% |
23,634
-95,834
| -80% | -$5.53M |
|
359
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
| $1.4M | 0.06% |
21,798
-47,081
| -68% | -$3M |
|
360
NOV
NOV
$7.45B
| $1.39M | 0.06% |
38,615
+2,391
| +7% | +$80.9K |
|
361
PayPal
PYPL
$49.5B
| $1.39M | 0.06% |
18,787
+2,239
| +14% | +$162K |
|
362
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $1.39M | 0.06% |
14,648
+988
| +7% | +$90.3K |
|
363
KeyCorp
KEY
$24.3B
| $1.38M | 0.05% |
68,202
-7,904
| -10% | -$149K |
|
364
Prudential Financial
PRU
$41.7B
| $1.37M | 0.05% |
11,918
+98
| +0.8% | +$11K |
|
365
Vanguard Value ETF
VTV
$189B
| $1.37M | 0.05% |
12,894
-172
| -1% | -$17.7K |
|
366
Alerian MLP ETF
AMLP
$13B
| $1.35M | 0.05% |
25,128
-4,345
| -15% | -$232K |
|
|
GGT
367
Gabelli Multimedia Trust
GGT
$170M
| $1.35M | 0.05% |
+149,114
| New | +$1.32M |
|
368
Global X Social Media ETF
SOCL
$87.8M
| $1.35M | 0.05% |
40,918
+5,340
| +15% | +$175K |
|
369
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
| $1.35M | 0.05% |
50,988
-12,496
| -20% | -$343K |
|
|
FUND
370
Sprott Focus Trust
FUND
$293M
| $1.35M | 0.05% |
169,941
+20,661
| +14% | +$162K |
|
371
Mondelez International
MDLZ
$77.7B
| $1.34M | 0.05% |
31,362
-327
| -1% | -$13.7K |
|
372
Verisk Analytics
VRSK
$26.4B
| $1.34M | 0.05% |
13,963
+1,022
| +8% | +$92.5K |
|
373
Medtronic
MDT
$107B
| $1.33M | 0.05% |
16,511
+2,547
| +18% | +$204K |
|
374
KKR & Co
KKR
$89.2B
| $1.33M | 0.05% |
63,428
+1,508
| +2% | +$30.3K |
|
375
Atlassian
TEAM
$22B
| $1.33M | 0.05% |
29,253
| – | – |
|
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First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.