First Allied Advisory Services’s State Street SPDR S&P Bank ETF KBE Stock Holding History

First Allied Advisory Services’s Portfolio KBE Stock Details KBE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,839	Closed	-$163K	–	1426
2019 Q3	$163K	Buy	+3,839	New	+$164K	0.01%	1150
2018 Q4	–	Sell	-27,754	Closed	-$1.3M	–	1135
2018 Q3	$1.3M	Buy	27,754 +6,788	+32%	+$331K	0.04%	394
2018 Q2	$992K	Sell	20,966 -13,723	-40%	-$670K	0.04%	457
2018 Q1	$1.66M	Buy	34,689 +5,020	+17%	+$249K	0.06%	320
2017 Q4	$1.41M	Sell	29,669 -399	-1%	-$18.4K	0.06%	357
2017 Q3	$1.36M	Sell	30,068 -85	-0.3%	-$3.64K	0.06%	339
2017 Q2	$1.31M	Sell	30,153 -1,547	-5%	-$65.8K	0.06%	342
2017 Q1	$1.36M	Buy	31,700 +513	+2%	+$22.6K	0.07%	293
2016 Q4	$1.36M	Sell	31,187 -2,999	-9%	-$116K	0.07%	303
2016 Q3	$1.14M	Sell	34,186 -478	-1%	-$15.5K	0.06%	333
2016 Q2	$1.06M	Buy	34,664 +3,901	+13%	+$124K	0.06%	335
2016 Q1	$940K	Buy	30,763 +912	+3%	+$27K	0.05%	363
2015 Q4	$1M	Buy	29,851 +1,005	+3%	+$35K	0.05%	367
2015 Q3	$955K	Buy	+28,846	New	+$1.01M	0.05%	362
2015 Q2	–	Sell	-19,434	Closed	-$651K	–	1162
2015 Q1	$651K	Sell	19,434 -525	-3%	-$17.1K	0.04%	479
2014 Q4	$670K	Buy	19,959 +142	+0.7%	+$4.63K	0.05%	437
2014 Q3	$632K	Buy	19,817 +1,893	+11%	+$61.6K	0.05%	435
2014 Q2	$597K	Buy	+17,924	New	+$584K	0.04%	467

Other funds holding KBE

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

MMEA

Main Management ETF Advisors San Francisco, California $2.68B AUM 24.27% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

WBG

Wharton Business Group Malvern, Pennsylvania $2.65B AUM 20.73% 1-Year Est. Return

First Allied Advisory Services's KBE Position: Q4 2019 in Review

First Allied Advisory Services sold out of State Street SPDR S&P Bank ETF (KBE) in Q4 2019, closing a stake of 3,839 shares — an estimated $163K sold.

First Allied Advisory Services first reported a position in KBE in Q2 2014 and held it in 18 quarters. The position peaked at $1.66M in Q1 2018. 219 funds tracked by Wall St. Rank hold KBE as of Q4 2019.

First Allied Advisory Services reported no remaining State Street SPDR S&P Bank ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 3,839 State Street SPDR S&P Bank ETF shares in Q4 2019, an estimated $163K.
First Allied Advisory Services first reported a position in State Street SPDR S&P Bank ETF in Q2 2014 and held it in 18 quarters.
First Allied Advisory Services's State Street SPDR S&P Bank ETF position peaked at $1.66M in Q1 2018.
219 funds tracked by Wall St. Rank held State Street SPDR S&P Bank ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.