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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
351
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
| $1.31M | 0.06% |
96,540
+72,840
| +307% | +$949K |
|
352
Vanguard Value ETF
VTV
$189B
| $1.3M | 0.06% |
13,066
+1,018
| +8% | +$99.6K |
|
353
Ross Stores
ROST
$76.6B
| $1.29M | 0.06% |
20,099
+4,041
| +25% | +$233K |
|
354
Mondelez International
MDLZ
$77.7B
| $1.28M | 0.06% |
31,689
-23,043
| -42% | -$979K |
|
355
KKR & Co
KKR
$89.2B
| $1.25M | 0.05% |
61,920
-2,425
| -4% | -$46K |
|
356
Prudential Financial
PRU
$41.7B
| $1.25M | 0.05% |
11,820
+507
| +4% | +$54.2K |
|
357
Cummins
CMI
$91.7B
| $1.23M | 0.05% |
7,321
-762
| -9% | -$123K |
|
|
LVLT
358
DELISTED
Level 3 Communications Inc
LVLT
| $1.23M | 0.05% |
23,097
+6,246
| +37% | +$348K |
|
|
FLOW
359
DELISTED
SPX FLOW, Inc.
FLOW
| $1.23M | 0.05% |
31,766
-2,092
| -6% | -$73.9K |
|
360
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $1.22M | 0.05% |
13,660
+1,570
| +13% | +$132K |
|
361
ConocoPhillips
COP
$147B
| $1.22M | 0.05% |
24,054
-1,773
| -7% | -$79.7K |
|
362
iShares US Healthcare ETF
IYH
$3.11B
| $1.22M | 0.05% |
35,415
+2,065
| +6% | +$69.6K |
|
363
Healthpeak Properties
DOC
$15.4B
| $1.21M | 0.05% |
43,388
-2,278
| -5% | -$68.5K |
|
364
Humana
HUM
$46.7B
| $1.21M | 0.05% |
5,092
+78
| +2% | +$19.1K |
|
365
Global X MSCI Argentina ETF
ARGT
$842M
| $1.21M | 0.05% |
38,211
-400
| -1% | -$12K |
|
|
ATAXZ
366
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
| $1.21M | 0.05% |
200,690
+6,593
| +3% | +$39.8K |
|
|
BNY
367
Bank of New York Mellon
BNY
$108B
| $1.2M | 0.05% |
22,754
-3,410
| -13% | -$179K |
|
368
Broadcom
AVGO
$1.82T
| $1.19M | 0.05% |
49,630
-6,880
| -12% | -$170K |
|
369
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $1.19M | 0.05% |
27,052
+2,110
| +8% | +$90.7K |
|
370
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
| $1.19M | 0.05% |
22,541
+3,487
| +18% | +$173K |
|
|
GPT
371
DELISTED
Gramercy Property Trust
GPT
| $1.19M | 0.05% |
39,274
+3,378
| +9% | +$101K |
|
372
iShares US Regional Banks ETF
IAT
$685M
| $1.18M | 0.05% |
25,055
-55
| -0.2% | -$2.49K |
|
|
TWTR
373
DELISTED
Twitter, Inc.
TWTR
| $1.18M | 0.05% |
69,675
-11,852
| -15% | -$207K |
|
374
Eversource Energy
ES
$28.2B
| $1.17M | 0.05% |
19,370
+5,523
| +40% | +$341K |
|
375
BlackRock Health Sciences Trust
BME
$554M
| $1.16M | 0.05% |
31,962
+459
| +1% | +$16.7K |
|
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First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.