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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
326
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$1.6M 0.06%
35,169
-14,520
-29% -$658K
BAB icon
327
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.59M 0.06%
51,922
+45
+0.1% +$1.37K
LOW icon
328
Lowe's Companies
LOW
$116B
$1.59M 0.06%
17,095
-397
-2% -$32.8K
FXH icon
329
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.58M 0.06%
22,720
+1,080
+5% +$73.8K
AXP icon
330
American Express
AXP
$223B
$1.56M 0.06%
15,750
-1,421
-8% -$135K
FBT icon
331
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.55M 0.06%
12,613
+760
+6% +$93.9K
NVS icon
332
Novartis
NVS
$295B
$1.53M 0.06%
20,369
+1,948
+11% +$147K
TDIV icon
333
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$1.53M 0.06%
43,618
+35,080
+411% +$1.21M
DHS icon
334
WisdomTree US High Dividend Fund
DHS
$1.56B
$1.53M 0.06%
20,956
+229
+1% +$16.4K
NOC icon
335
Northrop Grumman
NOC
$77B
$1.52M 0.06%
4,967
-735
-13% -$221K
HYLB icon
336
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.52B
$1.51M 0.06%
+37,239
New +$1.51M
SPVM icon
337
Invesco S&P 500 Value with Momentum ETF
SPVM
$121M
$1.51M 0.06%
+39,040
New +$1.49M
VOE icon
338
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$1.5M 0.06%
13,441
-617
-4% -$66.8K
STX icon
339
Seagate
STX
$193B
$1.5M 0.06%
35,682
+2,037
+6% +$77.8K
SYY icon
340
Sysco
SYY
$39.7B
$1.5M 0.06%
24,667
-114
-0.5% -$6.46K
PNC icon
341
PNC Financial Services
PNC
$100B
$1.49M 0.06%
10,365
+57
+0.6% +$7.88K
GXC icon
342
State Street SPDR S&P China ETF
GXC
$445M
$1.49M 0.06%
13,814
-13,504
-49% -$1.44M
MMP
343
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.49M 0.06%
21,051
-276
-1% -$18.8K
BRK.A icon
344
Berkshire Hathaway Class A
BRK.A
$1.07T
$1.49M 0.06%
5
– –
EWL icon
345
iShares MSCI Switzerland ETF
EWL
$2.12B
$1.48M 0.06%
41,750
+1,841
+5% +$64.2K
CMI icon
346
Cummins
CMI
$91.7B
$1.46M 0.06%
8,279
+958
+13% +$164K
VDE icon
347
Vanguard Energy ETF
VDE
$10.1B
$1.46M 0.06%
14,822
+3,434
+30% +$323K
EEMV icon
348
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$1.46M 0.06%
24,049
+1,128
+5% +$67.1K
ARGT icon
349
Global X MSCI Argentina ETF
ARGT
$842M
$1.46M 0.06%
41,234
+3,023
+8% +$99.1K
WM icon
350
Waste Management
WM
$95.9B
$1.45M 0.06%
16,807
-730
-4% -$59.4K
12 13
14
15 16

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.