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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
(+3.6%)
Cap. Flow
+$4.8M
Cap. Flow
% of AUM
0.21%
Top 10 Holdings %
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
ProShares VIX Short-Term Futures ETF
VIXY
|
+$16.4M |
| 2 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$10.8M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$9.52M |
| 4 |
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
|
+$9.01M |
| 5 |
iShares Core S&P 500 ETF
IVV
|
+$8.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$7.9M |
| 2 |
Gabelli Equity Trust
GAB
|
+$6.6M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$6.23M |
| 4 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$6.22M |
| 5 |
Merck
MRK
|
+$5.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.39% |
| 2 | Healthcare | 5.3% |
| 3 | Financials | 5.25% |
| 4 | Industrials | 4.8% |
| 5 | Consumer Discretionary | 3.81% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
KeyCorp
KEY
$24.3B
| $1.44M | 0.06% |
76,106
-4,307
| -5% | -$77.9K |
|
327
Occidental Petroleum
OXY
$57B
| $1.43M | 0.06% |
22,377
-5,025
| -18% | -$306K |
|
328
Elbit Systems
ESLT
$38.4B
| $1.42M | 0.06% |
9,661
-41
| -0.4% | -$5.45K |
|
329
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
| $1.42M | 0.06% |
54,838
+8,827
| +19% | +$225K |
|
330
Tower Semiconductor
TSEM
$26.4B
| $1.42M | 0.06% |
46,209
+1,332
| +3% | +$36.3K |
|
331
Southwest Airlines
LUV
$22.1B
| $1.42M | 0.06% |
25,199
-10,925
| -30% | -$613K |
|
332
Novartis
NVS
$295B
| $1.41M | 0.06% |
18,421
+212
| +1% | +$16K |
|
333
Lowe's Companies
LOW
$116B
| $1.4M | 0.06% |
17,492
-1,684
| -9% | -$129K |
|
334
iShares MSCI Switzerland ETF
EWL
$2.12B
| $1.39M | 0.06% |
39,909
-384
| -1% | -$13.2K |
|
335
MetLife
MET
$61B
| $1.38M | 0.06% |
26,642
-36,899
| -58% | -$1.8M |
|
336
PNC Financial Services
PNC
$100B
| $1.38M | 0.06% |
10,308
+2,446
| +31% | +$314K |
|
337
Waste Management
WM
$95.9B
| $1.38M | 0.06% |
17,537
+440
| +3% | +$33.4K |
|
338
Berkshire Hathaway Class A
BRK.A
$1.07T
| $1.37M | 0.06% |
5
| – | – |
|
339
State Street SPDR S&P Bank ETF
KBE
$1.64B
| $1.36M | 0.06% |
30,068
-85
| -0.3% | -$3.64K |
|
340
Enbridge
ENB
$124B
| $1.35M | 0.06% |
32,428
+1,058
| +3% | +$43K |
|
341
iShares S&P 100 ETF
OEF
$19.8B
| $1.34M | 0.06% |
12,021
-162
| -1% | -$17.7K |
|
342
Sysco
SYY
$39.7B
| $1.34M | 0.06% |
24,781
-7,283
| -23% | -$379K |
|
343
iShares Russell 3000 ETF
IWV
$19.5B
| $1.34M | 0.06% |
8,980
-856
| -9% | -$125K |
|
344
Invesco Senior Loan ETF
BKLN
$7.1B
| $1.33M | 0.06% |
57,458
-12,367
| -18% | -$286K |
|
345
iShares Latin America 40 ETF
ILF
$3.77B
| $1.33M | 0.06% |
+37,963
| New | +$1.28M |
|
346
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
| $1.33M | 0.06% |
22,921
+830
| +4% | +$47.7K |
|
347
WisdomTree US MidCap Dividend Fund
DON
$4.03B
| $1.33M | 0.06% |
40,095
+19,029
| +90% | +$621K |
|
348
Liberty Global Class C
LBTYK
$3.27B
| $1.33M | 0.06% |
40,728
-3,106
| -7% | -$100K |
|
|
TUZ
349
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
| $1.33M | 0.06% |
26,165
-305
| -1% | -$15.5K |
|
350
NOV
NOV
$7.45B
| $1.31M | 0.06% |
36,224
-510
| -1% | -$16.7K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2017 Portfolio in Review
As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
- First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
- First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
- First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
- First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
- First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
- First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.
Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.