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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
Cap. Flow
+$90M
Cap. Flow %
3.58%
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56

Top Buys

Rank Stock Value
1
GAB icon
Gabelli Equity Trust
GAB
+$10.9M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.62M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8.5M
4
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$7.67M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$6.36M

Top Sells

Rank Stock Value
1
DXJ icon
WisdomTree Japan Hedged Equity Fund
DXJ
+$5.53M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.49M
3
GSK icon
GSK
GSK
+$4.68M
4
MBB icon
iShares MBS ETF
MBB
+$3.56M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.36M

Sector Composition

Rank Sector Weight
1 Technology 7.3%
2 Financials 5.29%
3 Industrials 4.66%
4 Healthcare 4.53%
5 Consumer Discretionary 4.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
301
Occidental Petroleum
OXY
$57B
$1.75M 0.07%
23,866
+1,489
+7% +$101K
TSLA icon
302
Tesla
TSLA
$1.24T
$1.74M 0.07%
83,580
-165
-0.2% -$3.59K
FLOW
303
DELISTED
SPX FLOW, Inc.
FLOW
$1.74M 0.07%
36,338
+4,572
+14% +$197K
IVOG icon
304
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.63B
$1.73M 0.07%
25,840
+13,886
+116% +$907K
LUV icon
305
Southwest Airlines
LUV
$22.1B
$1.72M 0.07%
26,246
+1,047
+4% +$61.6K
SJNK icon
306
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.7M 0.07%
61,747
+1,995
+3% +$55.3K
ROST icon
307
Ross Stores
ROST
$76.6B
$1.7M 0.07%
21,246
+1,147
+6% +$80.2K
TLH icon
308
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.7M 0.07%
12,486
+356
+3% +$48.5K
VCR icon
309
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.7M 0.07%
10,878
+2,870
+36% +$428K
FGD icon
310
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$1.69M 0.07%
63,988
+9,150
+17% +$237K
IGIB icon
311
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$1.69M 0.07%
30,820
+3,196
+12% +$175K
KHC icon
312
Kraft Heinz
KHC
$30.4B
$1.68M 0.07%
21,564
-189
-0.9% -$14.8K
CLX icon
313
Clorox
CLX
$11.6B
$1.68M 0.07%
11,272
+332
+3% +$45.2K
EZU icon
314
iShare MSCI Eurozone ETF
EZU
$9.41B
$1.67M 0.07%
38,430
-13,184
-26% -$573K
MFEM icon
315
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$144M
$1.66M 0.07%
+63,441
New +$1.6M
TSM icon
316
TSMC
TSM
$2.09T
$1.66M 0.07%
41,687
-11,880
-22% -$481K
HYS icon
317
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.65M 0.07%
16,370
+1,859
+13% +$187K
FMB icon
318
First Trust Managed Municipal ETF
FMB
$2.03B
$1.64M 0.07%
30,584
+3,460
+13% +$185K
TWTR
319
DELISTED
Twitter, Inc.
TWTR
$1.63M 0.07%
67,872
-1,803
-3% -$37K
RMT
320
Royce Micro-Cap Trust
RMT
$736M
$1.63M 0.06%
172,458
+52,334
+44% +$488K
HSY icon
321
Hershey
HSY
$35.4B
$1.63M 0.06%
14,321
+186
+1% +$20.5K
EMD
322
Western Asset Emerging Markets Debt Fund
EMD
$609M
$1.62M 0.06%
104,106
+8,579
+9% +$133K
IYH icon
323
iShares US Healthcare ETF
IYH
$3.11B
$1.61M 0.06%
46,345
+10,930
+31% +$379K
FAN icon
324
First Trust Global Wind Energy ETF
FAN
$281M
$1.6M 0.06%
121,030
+63,443
+110% +$823K
LBTYK icon
325
Liberty Global Class C
LBTYK
$3.27B
$1.6M 0.06%
47,242
+6,514
+16% +$200K
11 12
13
14 15

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q4 2017 Portfolio in Review

As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.

  • First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
  • First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
  • First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
  • First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
  • First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
  • First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.