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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.32B
AUM Growth
+$79.9M
Cap. Flow
+$4.8M
Cap. Flow %
0.21%
Top 10 Hldgs %
17.18%
Holding
1,236
New
101
Increased
436
Reduced
532
Closed
118

Top Buys

Rank Stock Value
1
VIXY icon
ProShares VIX Short-Term Futures ETF
VIXY
+$16.4M
2
DWX icon
State Street SPDR S&P International Dividend ETF
DWX
+$10.8M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.52M
4
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$9.01M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.3M

Top Sells

Rank Stock Value
1
SCHW
Charles Schwab
SCHW
+$7.9M
2
GAB icon
Gabelli Equity Trust
GAB
+$6.6M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$6.23M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$6.22M
5
MRK icon
Merck
MRK
+$5.7M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.3%
3 Financials 5.25%
4 Industrials 4.8%
5 Consumer Discretionary 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
276
Vanguard Small-Cap ETF
VB
$79.5B
$1.72M 0.07%
12,128
+1,195
+11% +$163K
OKE icon
277
Oneok
OKE
$58.7B
$1.71M 0.07%
30,921
+3,542
+13% +$191K
SMDV icon
278
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$1.71M 0.07%
30,444
+9,035
+42% +$494K
VIS icon
279
Vanguard Industrials ETF
VIS
$8.23B
$1.71M 0.07%
12,741
-555
-4% -$71.9K
MU icon
280
Micron Technology
MU
$1.04T
$1.7M 0.07%
43,033
-25,444
-37% -$805K
CORP icon
281
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.57B
$1.7M 0.07%
16,190
+3,439
+27% +$363K
UPS icon
282
United Parcel Service
UPS
$97.6B
$1.7M 0.07%
14,246
+2,004
+16% +$228K
VSS icon
283
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$1.69M 0.07%
14,719
-1,899
-11% -$213K
XLU icon
284
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$1.69M 0.07%
63,484
+12,108
+24% +$325K
KHC icon
285
Kraft Heinz
KHC
$30.4B
$1.69M 0.07%
21,753
-3,101
-12% -$259K
DG icon
286
Dollar General
DG
$25.9B
$1.68M 0.07%
20,691
-1,954
-9% -$146K
GD icon
287
General Dynamics
GD
$105B
$1.67M 0.07%
8,257
-131
-2% -$26.3K
SJNK icon
288
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.67M 0.07%
59,752
-19,245
-24% -$537K
REGL icon
289
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.77B
$1.67M 0.07%
31,890
+9,543
+43% +$491K
MS icon
290
Morgan Stanley
MS
$337B
$1.67M 0.07%
34,589
-2,815
-8% -$131K
TLH icon
291
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$1.65M 0.07%
12,130
-998
-8% -$137K
AMLP icon
292
Alerian MLP ETF
AMLP
$13B
$1.65M 0.07%
29,473
+538
+2% +$30.8K
NOC icon
293
Northrop Grumman
NOC
$77B
$1.64M 0.07%
5,702
-262
-4% -$70.5K
AAP icon
294
Advance Auto Parts
AAP
$3.37B
$1.6M 0.07%
16,100
+13,967
+655% +$1.41M
VOT icon
295
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.6M 0.07%
13,140
-4,670
-26% -$557K
FXL icon
296
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$1.59M 0.07%
33,154
+9,107
+38% +$417K
SWKS icon
297
Skyworks Solutions
SWKS
$9.06B
$1.59M 0.07%
15,646
+428
+3% +$44.4K
EMLP icon
298
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.58M 0.07%
64,059
+504
+0.8% +$12.5K
BAB icon
299
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$1.58M 0.07%
51,877
+2,818
+6% +$85.4K
FFIV icon
300
F5
FFIV
$22.1B
$1.56M 0.07%
13,034
+279
+2% +$33.7K
10 11
12
13 14

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WAM
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FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
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First Allied Advisory Services's Q3 2017 Portfolio in Review

As of Q3 2017, First Allied Advisory Services held 1,236 positions worth $2.32B, up 3.6% from $2.24B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

First Allied Advisory Services's Q3 2017 filing shows 101 new, 436 increased, 532 reduced and 118 closed positions. Its largest new stake was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M. The largest sale was Charles Schwab, an estimated $7.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.

  • First Allied Advisory Services's largest Q3 2017 buy was Goldman Sachs Access Treasury 0-1 Year ETF: 90,093 shares worth $9.02M.
  • First Allied Advisory Services added most to ProShares VIX Short-Term Futures ETF in Q3 2017, an estimated $16.4M increase.
  • First Allied Advisory Services's biggest Q3 2017 reduction was Charles Schwab, cutting an estimated $7.9M.
  • First Allied Advisory Services fully exited State Street SPDR S&P Homebuilders ETF in Q3 2017, selling an estimated $2.79M.
  • First Allied Advisory Services's ten largest holdings make up 17% of its $2.32B portfolio in Q3 2017.
  • First Allied Advisory Services opened 101 new positions and closed 118 in Q3 2017.
  • First Allied Advisory Services's portfolio value rose 3.6% quarter-over-quarter to $2.32B.

Based on First Allied Advisory Services's 13F filing for Q3 2017, filed 14 Nov 2017.