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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+3.99%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.93B
AUM Growth
+$113M
(+6.2%)
Cap. Flow
+$58.9M
Cap. Flow
% of AUM
3.05%
Top 10 Holdings %
Top 10 Hldgs %
14.61%
Holding
1,181
New
137
Increased
509
Reduced
418
Closed
88
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P International Dividend ETF
DWX
|
+$16.7M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$8.26M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.69M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$7.57M |
| 5 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.51M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$29.4M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$9.59M |
| 3 |
iShares International Select Dividend ETF
IDV
|
+$8.4M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$7.16M |
| 5 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$6.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 7.38% |
| 2 | Technology | 7.21% |
| 3 | Financials | 6.38% |
| 4 | Industrials | 5.14% |
| 5 | Consumer Staples | 5.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
| $1.5M | 0.08% |
12,373
+813
| +7% | +$100K |
|
277
Kroger
KR
$35.4B
| $1.49M | 0.08% |
35,445
+1,316
| +4% | +$51K |
|
|
IBDC
278
DELISTED
iShares iBonds Mar 2020 Term Corporate ETF
IBDC
| $1.49M | 0.08% |
57,608
-21,236
| -27% | -$554K |
|
279
VanEck High Yield Muni ETF
HYD
$4.43B
| $1.49M | 0.08% |
24,143
+18,142
| +302% | +$1.11M |
|
280
WisdomTree Managed Futures Strategy Fund
WTMF
$245M
| $1.48M | 0.08% |
35,443
-2,430
| -6% | -$101K |
|
281
iShares US Healthcare ETF
IYH
$3.37B
| $1.48M | 0.08% |
49,135
-15,505
| -24% | -$461K |
|
282
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
| $1.47M | 0.08% |
12,991
-3,982
| -23% | -$429K |
|
283
Cognizant
CTSH
$24.9B
| $1.47M | 0.08% |
24,360
+6,767
| +38% | +$436K |
|
284
RTX Corp
RTX
$290B
| $1.47M | 0.08% |
24,158
-84,499
| -78% | -$5.11M |
|
|
JWN
285
DELISTED
Nordstrom
JWN
| $1.45M | 0.08% |
29,689
+18,257
| +160% | +$1.11M |
|
286
VF Corp
VFC
$5.63B
| $1.43M | 0.07% |
24,489
+1,350
| +6% | +$84.3K |
|
287
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$570M
| $1.43M | 0.07% |
55,254
+10,586
| +24% | +$281K |
|
288
Clorox
CLX
$11.6B
| $1.41M | 0.07% |
11,105
-646
| -5% | -$80.2K |
|
289
Eli Lilly
LLY
$1.02T
| $1.4M | 0.07% |
16,638
-44,383
| -73% | -$3.68M |
|
290
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
| $1.39M | 0.07% |
12,747
-7,331
| -37% | -$810K |
|
|
DD
291
DELISTED
Du Pont De Nemours E I
DD
| $1.39M | 0.07% |
20,862
-7,851
| -27% | -$499K |
|
292
Berkshire Hathaway Class A
BRK.A
$1.1T
| $1.39M | 0.07% |
7
| – | – |
|
293
iShares Global 100 ETF
IOO
$8.93B
| $1.36M | 0.07% |
37,086
-3,460
| -9% | -$128K |
|
294
TechnipFMC
FTI
$28.1B
| $1.35M | 0.07% |
62,461
+1,292
| +2% | +$31.2K |
|
295
iShares Core MSCI Europe ETF
IEUR
$8.97B
| $1.35M | 0.07% |
32,111
+631
| +2% | +$27.3K |
|
|
MMP
296
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.35M | 0.07% |
19,922
-510
| -2% | -$33.1K |
|
297
First Trust Technology AlphaDEX Fund
FXL
$2.53B
| $1.34M | 0.07% |
40,337
-921
| -2% | -$31K |
|
|
AET
298
DELISTED
Aetna Inc
AET
| $1.34M | 0.07% |
12,356
-830
| -6% | -$89.7K |
|
|
HDV
299
iShares Core High Dividend ETF
HDV
$14.5B
| $1.34M | 0.07% |
90,995
+9,560
| +12% | +$141K |
|
300
iShares Core S&P Total US Stock Market ETF
ITOT
$94.3B
| $1.34M | 0.07% |
+28,788
| New | +$1.35M |
|
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First Allied Advisory Services's Q4 2015 Portfolio in Review
As of Q4 2015, First Allied Advisory Services held 1,181 positions worth $1.93B, up 6.2% from $1.82B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services deployed $58.9M of net new capital in Q4 2015, opening 137 new positions and adding to 509 existing holdings. Its largest new stake was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
By sector, the portfolio is most concentrated in Healthcare at 7.4% of assets, down from 7.5% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $29.4M trimmed.
- First Allied Advisory Services's largest Q4 2015 buy was iShares MSCI ACWI ETF: 134,493 shares worth $7.51M.
- First Allied Advisory Services added most to State Street SPDR S&P International Dividend ETF in Q4 2015, an estimated $16.7M increase.
- First Allied Advisory Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $29.4M.
- First Allied Advisory Services fully exited WisdomTree Emerging Markets High Dividend Fund in Q4 2015, selling an estimated $5.91M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.93B portfolio in Q4 2015.
- First Allied Advisory Services opened 137 new positions and closed 88 in Q4 2015.
- First Allied Advisory Services's portfolio value rose 6.2% quarter-over-quarter to $1.93B.
Based on First Allied Advisory Services's 13F filing for Q4 2015, filed 16 Feb 2016.