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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+4.85%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.51B
AUM Growth
+$192M
(+8.3%)
Cap. Flow
+$90M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
17.17%
Holding
1,587
New
460
Increased
546
Reduced
467
Closed
56
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gabelli Equity Trust
GAB
|
+$10.9M |
| 2 |
HFRO
Highland Opportunities and Income Fund
HFRO
|
+$9.62M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8.5M |
| 4 |
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
|
+$7.67M |
| 5 |
iShares Core MSCI EAFE ETF
IEFA
|
+$6.36M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WisdomTree Japan Hedged Equity Fund
DXJ
|
+$5.53M |
| 2 |
iShares S&P 500 Growth ETF
IVW
|
+$5.49M |
| 3 |
GSK
GSK
|
+$4.68M |
| 4 |
iShares MBS ETF
MBB
|
+$3.56M |
| 5 |
iShares Core US Aggregate Bond ETF
AGG
|
+$3.36M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.3% |
| 2 | Financials | 5.29% |
| 3 | Industrials | 4.66% |
| 4 | Healthcare | 4.53% |
| 5 | Consumer Discretionary | 4.09% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
iShares US Medical Devices ETF
IHI
$3.02B
| $2.18M | 0.09% |
75,312
-2,214
| -3% | -$63.8K |
|
252
VanEck Semiconductor ETF
SMH
$67.6B
| $2.17M | 0.09% |
44,364
+5,102
| +13% | +$254K |
|
253
iShares MSCI Japan ETF
EWJ
$21.7B
| $2.16M | 0.09% |
36,113
+19,309
| +115% | +$1.13M |
|
254
NVIDIA
NVDA
$5.01T
| $2.15M | 0.09% |
440,720
-123,240
| -22% | -$612K |
|
255
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
| $2.13M | 0.08% |
32,448
+4,193
| +15% | +$268K |
|
256
Tucows
TCX
$97.1M
| $2.12M | 0.08% |
30,235
+5,500
| +22% | +$334K |
|
257
Hormel Foods
HRL
$13.9B
| $2.12M | 0.08% |
57,961
-376
| -0.6% | -$12.6K |
|
258
iShares Global Timber & Forestry ETF
WOOD
$258M
| $2.1M | 0.08% |
29,650
+7,979
| +37% | +$556K |
|
259
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $2.1M | 0.08% |
70,599
+5,742
| +9% | +$166K |
|
260
HubSpot
HUBS
$10.5B
| $2.09M | 0.08% |
23,607
-8,043
| -25% | -$675K |
|
261
SLB Ltd
SLB
$77.8B
| $2.08M | 0.08% |
30,907
-970
| -3% | -$62.9K |
|
262
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
| $2.08M | 0.08% |
40,227
-22,929
| -36% | -$1.19M |
|
263
United Parcel Service
UPS
$97.6B
| $2.06M | 0.08% |
17,295
+3,049
| +21% | +$358K |
|
|
VPU
264
Vanguard Utilities ETF
VPU
$8.83B
| $2.05M | 0.08% |
17,594
-9,630
| -35% | -$1.16M |
|
265
Eli Lilly
LLY
$1.07T
| $2.04M | 0.08% |
24,164
-3,595
| -13% | -$306K |
|
266
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.82B
| $2.04M | 0.08% |
64,046
-3,338
| -5% | -$108K |
|
267
Eaton
ETN
$157B
| $2.03M | 0.08% |
25,763
+891
| +4% | +$69.3K |
|
|
EVV
268
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $2.03M | 0.08% |
148,763
+1,301
| +0.9% | +$17.9K |
|
269
iShares Core S&P US Growth ETF
IUSG
$31.1B
| $2.03M | 0.08% |
37,793
+8,567
| +29% | +$451K |
|
270
MetLife
MET
$61B
| $2.01M | 0.08% |
40,027
+13,385
| +50% | +$705K |
|
271
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
| $2.01M | 0.08% |
24,030
+1,492
| +7% | +$122K |
|
272
Comcast
CMCSA
$79.1B
| $2.01M | 0.08% |
50,323
+732
| +1% | +$27.5K |
|
273
Advance Auto Parts
AAP
$3.37B
| $2M | 0.08% |
20,163
+4,063
| +25% | +$374K |
|
274
Annaly Capital Management
NLY
$16.9B
| $2M | 0.08% |
42,015
+1,650
| +4% | +$78.3K |
|
275
Invesco S&P 500 High Beta ETF
SPHB
$964M
| $2M | 0.08% |
+47,160
| New | +$1.93M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q4 2017 Portfolio in Review
As of Q4 2017, First Allied Advisory Services held 1,587 positions worth $2.51B, up 8.3% from $2.32B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
First Allied Advisory Services deployed $90M of net new capital in Q4 2017, opening 460 new positions and adding to 546 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, down from 7.4% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was WisdomTree Japan Hedged Equity Fund, an estimated $5.53M trimmed.
- First Allied Advisory Services's largest Q4 2017 buy was Highland Opportunities and Income Fund: 626,583 shares worth $9.71M.
- First Allied Advisory Services added most to Gabelli Equity Trust in Q4 2017, an estimated $10.9M increase.
- First Allied Advisory Services's biggest Q4 2017 reduction was WisdomTree Japan Hedged Equity Fund, cutting an estimated $5.53M.
- First Allied Advisory Services fully exited ProShares Short S&P500 in Q4 2017, selling an estimated $2.71M.
- First Allied Advisory Services's ten largest holdings make up 17% of its $2.51B portfolio in Q4 2017.
- First Allied Advisory Services opened 460 new positions and closed 56 in Q4 2017.
- First Allied Advisory Services's portfolio value rose 8.3% quarter-over-quarter to $2.51B.
Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.