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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FRC
226
DELISTED
First Republic Bank
FRC
| $1.75M | 0.1% |
26,095
-2,099
| -7% | -$134K |
|
227
Stryker
SYK
$127B
| $1.74M | 0.1% |
16,405
-6,784
| -29% | -$669K |
|
|
SCHW
228
Charles Schwab
SCHW
$177B
| $1.73M | 0.1% |
62,072
-110
| -0.2% | -$2.9K |
|
229
Vanguard Mid-Cap Value ETF
VOE
$23.7B
| $1.73M | 0.1% |
19,827
+1,823
| +10% | +$149K |
|
230
Yum! Brands
YUM
$41B
| $1.73M | 0.1% |
29,591
+1,017
| +4% | +$53.4K |
|
231
iShares MSCI Emerging Markets ETF
EEM
$28B
| $1.72M | 0.1% |
50,345
+898
| +2% | +$27.8K |
|
232
Teva Pharmaceuticals
TEVA
$35.9B
| $1.71M | 0.1% |
32,228
+1,513
| +5% | +$88.8K |
|
|
EVV
233
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
| $1.71M | 0.09% |
128,946
+3,052
| +2% | +$38K |
|
234
Union Pacific
UNP
$183B
| $1.69M | 0.09% |
21,179
+4,124
| +24% | +$319K |
|
235
IQ ARB Merger Arbitrage ETF
MNA
$249M
| $1.68M | 0.09% |
57,808
-5,359
| -8% | -$152K |
|
236
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
| $1.68M | 0.09% |
34,358
-6,517
| -16% | -$319K |
|
237
Blackrock
BLK
$164B
| $1.66M | 0.09% |
4,915
+82
| +2% | +$26K |
|
238
Under Armour
UAA
$3B
| $1.64M | 0.09% |
39,071
+9,789
| +33% | +$384K |
|
239
Comcast
CMCSA
$79.1B
| $1.64M | 0.09% |
53,718
-11,050
| -17% | -$317K |
|
240
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $1.64M | 0.09% |
37,828
-1,446
| -4% | -$59.2K |
|
241
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $1.63M | 0.09% |
16,202
-3,567
| -18% | -$333K |
|
242
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $1.62M | 0.09% |
39,463
+7,352
| +23% | +$290K |
|
243
Avista
AVA
$3.47B
| $1.62M | 0.09% |
39,861
+2,371
| +6% | +$89.2K |
|
244
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
| $1.62M | 0.09% |
35,029
+261
| +0.8% | +$11.5K |
|
245
iShares Russell 2000 Growth ETF
IWO
$14.5B
| $1.61M | 0.09% |
12,164
+2,819
| +30% | +$352K |
|
246
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.61M | 0.09% |
62,650
-23,259
| -27% | -$564K |
|
247
Citigroup
C
$222B
| $1.61M | 0.09% |
38,512
-8,342
| -18% | -$349K |
|
248
Kimberly-Clark
KMB
$36.4B
| $1.56M | 0.09% |
11,597
-1,058
| -8% | -$138K |
|
249
VF Corp
VFC
$6.68B
| $1.56M | 0.09% |
25,466
+977
| +4% | +$56.7K |
|
250
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $1.55M | 0.09% |
27,546
-23,429
| -46% | -$1.27M |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.