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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
-$102M
Cap. Flow
-$77.6M
Cap. Flow %
-6.15%
Top 10 Hldgs %
14.01%
Holding
1,182
New
206
Increased
381
Reduced
402
Closed
154

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$30.2M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$8.68M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$7.8M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.72M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.38M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.5M
2
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$5.7M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.65M
4
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$5.63M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$5.57M

Sector Composition

Rank Sector Weight
1 Healthcare 7.61%
2 Technology 7.02%
3 Financials 6.27%
4 Energy 5.77%
5 Industrials 4.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGE icon
226
iShares North American Natural Resources ETF
IGE
$747M
$1.36M 0.11%
30,494
-3,315
-10% -$160K
REGN icon
227
Regeneron Pharmaceuticals
REGN
$68.8B
$1.34M 0.11%
3,717
+720
+24% +$241K
SLB icon
228
SLB Ltd
SLB
$77.8B
$1.34M 0.11%
13,073
-1,567
-11% -$171K
FXN icon
229
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.34M 0.11%
51,529
+42,298
+458% +$1.19M
VOD icon
230
Vodafone
VOD
$34.9B
$1.33M 0.11%
40,539
-1,965
-5% -$65.5K
XLP icon
231
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$1.31M 0.1%
29,055
+5,826
+25% +$261K
VO icon
232
Vanguard Mid-Cap ETF
VO
$106B
$1.31M 0.1%
44,464
-620
-1% -$18.4K
NKE icon
233
Nike
NKE
$61.9B
$1.3M 0.1%
29,380
-1,120
-4% -$44.4K
EPI icon
234
WisdomTree India Earnings Fund ETF
EPI
$2.02B
$1.3M 0.1%
59,400
+48,468
+443% +$1.09M
FDT icon
235
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.29M 0.1%
25,997
+21,753
+513% +$1.13M
DD
236
DELISTED
Du Pont De Nemours E I
DD
$1.29M 0.1%
18,886
-3,334
-15% -$210K
WPZ
237
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$1.28M 0.1%
25,695
+762
+3% +$37.9K
CSX icon
238
CSX Corp
CSX
$98.6B
$1.28M 0.1%
120,954
-7,446
-6% -$76.8K
RPG icon
239
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.28M 0.1%
82,660
-4,240
-5% -$66.1K
YHOO
240
DELISTED
Yahoo Inc
YHOO
$1.28M 0.1%
31,454
+10,178
+48% +$382K
HON icon
241
Honeywell
HON
$77.1B
$1.27M 0.1%
15,252
-1,037
-6% -$88.1K
SPLV icon
242
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$1.27M 0.1%
36,347
-74,345
-67% -$2.6M
ALTR
243
DELISTED
Altera Corp
ALTR
$1.27M 0.1%
+35,190
New +$1.22M
MDIV icon
244
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$1.25M 0.1%
58,192
+32,565
+127% +$718K
ZTR
245
Virtus Total Return Fund
ZTR
$340M
$1.25M 0.1%
90,169
-976
-1% -$13.8K
CEM
246
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$1.25M 0.1%
8,977
+3,856
+75% +$557K
FTSL icon
247
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.25M 0.1%
25,491
+21,042
+473% +$1.04M
MAT icon
248
Mattel
MAT
$4.17B
$1.25M 0.1%
40,580
+12,256
+43% +$434K
EWW icon
249
iShares MSCI Mexico ETF
EWW
$1.89B
$1.24M 0.1%
17,971
+1,376
+8% +$96.7K
IWR icon
250
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.23M 0.1%
31,008
+1,364
+5% +$54.9K
8 9
10
11 12

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2014 Portfolio in Review

As of Q3 2014, First Allied Advisory Services held 1,182 positions worth $1.26B, down 7.5% from $1.36B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services withdrew a net $77.6M in Q3 2014, closing 154 positions and reducing 402 holdings. Its most notable exit was ProShares Ultra 7-10 Year Treasury, an estimated $5.57M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 7.6% of assets, up from 6.8% a quarter earlier, followed by Technology and Financials.

Against the trend, First Allied Advisory Services opened a new position in Apple worth $31M.

  • First Allied Advisory Services's largest Q3 2014 buy was Apple: 1,229,336 shares worth $31M.
  • First Allied Advisory Services added most to iShares Core S&P Mid-Cap ETF in Q3 2014, an estimated $7.8M increase.
  • First Allied Advisory Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $12.5M.
  • First Allied Advisory Services fully exited ProShares Ultra 7-10 Year Treasury in Q3 2014, selling an estimated $5.57M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.26B portfolio in Q3 2014.
  • First Allied Advisory Services opened 206 new positions and closed 154 in Q3 2014.
  • First Allied Advisory Services's portfolio value fell 7.5% quarter-over-quarter to $1.26B.

Based on First Allied Advisory Services's 13F filing for Q3 2014, filed 12 Nov 2014.