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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.33B
AUM Growth
+$84.4M
Cap. Flow
+$63.5M
Cap. Flow %
4.77%
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$26M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$13.5M
3
VER
VEREIT, Inc.
VER
+$9.07M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$6.26M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$5.99M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$14.1M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$6.21M
4
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$3.97M
5
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 6.39%
2 Healthcare 6.17%
3 Energy 6.17%
4 Financials 5.97%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WOOD icon
226
iShares Global Timber & Forestry ETF
WOOD
$258M
$1.41M 0.11%
27,140
-680
-2% -$35.4K
JPI
227
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$1.4M 0.11%
61,400
+3,900
+7% +$88.4K
HYS icon
228
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$1.39M 0.1%
13,102
-3,698
-22% -$394K
SYY icon
229
Sysco
SYY
$39.7B
$1.39M 0.1%
38,427
+7,513
+24% +$270K
DD
230
DELISTED
Du Pont De Nemours E I
DD
$1.39M 0.1%
21,795
-47,152
-68% -$2.88M
IJH icon
231
iShares Core S&P Mid-Cap ETF
IJH
$123B
$1.38M 0.1%
50,430
-913,415
-95% -$24.6M
RPG icon
232
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.35M 0.1%
91,755
+10,130
+12% +$147K
YUM icon
233
Yum! Brands
YUM
$41B
$1.34M 0.1%
24,541
+17,937
+272% +$945K
MMP
234
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.34M 0.1%
19,180
+1,438
+8% +$95.7K
IGOV icon
235
iShares International Treasury Bond ETF
IGOV
$1.34B
$1.33M 0.1%
25,890
+1,536
+6% +$78.1K
FDL icon
236
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.32M 0.1%
58,876
+3,973
+7% +$86.7K
IEV icon
237
iShares Europe ETF
IEV
$1.63B
$1.31M 0.1%
+27,060
New +$1.28M
PML
238
PIMCO Municipal Income Fund II
PML
$485M
$1.3M 0.1%
112,270
-6,610
-6% -$75.6K
IWR icon
239
iShares Russell Mid-Cap ETF
IWR
$56.8B
$1.29M 0.1%
33,320
+3,644
+12% +$138K
HON icon
240
Honeywell
HON
$77.1B
$1.28M 0.1%
15,427
+33
+0.2% +$2.73K
ZBH icon
241
Zimmer Biomet
ZBH
$17.7B
$1.28M 0.1%
13,913
+1,210
+10% +$112K
V icon
242
Visa
V
$677B
$1.27M 0.1%
23,580
+3,716
+19% +$207K
PEY icon
243
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$1.27M 0.1%
104,110
-20,500
-16% -$240K
PAA icon
244
Plains All American Pipeline
PAA
$17.4B
$1.27M 0.1%
22,956
+842
+4% +$44.2K
VOT icon
245
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.26M 0.09%
13,646
+1,669
+14% +$153K
HYT icon
246
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.25M 0.09%
101,153
-2,046
-2% -$25K
LMT icon
247
Lockheed Martin
LMT
$134B
$1.24M 0.09%
7,597
+516
+7% +$81K
ZTR
248
Virtus Total Return Fund
ZTR
$340M
$1.23M 0.09%
87,374
-1,527
-2% -$21.1K
RMT
249
Royce Micro-Cap Trust
RMT
$736M
$1.23M 0.09%
101,040
+18,819
+23% +$233K
SRC
250
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$1.22M 0.09%
24,836
-9,849
-28% -$471K
8 9
10
11 12

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q1 2014 Portfolio in Review

As of Q1 2014, First Allied Advisory Services held 1,084 positions worth $1.33B, up 6.8% from $1.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services deployed $63.5M of net new capital in Q1 2014, opening 137 new positions and adding to 489 existing holdings. Its largest new stake was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $24.6M trimmed.

  • First Allied Advisory Services's largest Q1 2014 buy was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
  • First Allied Advisory Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $26M increase.
  • First Allied Advisory Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $24.6M.
  • First Allied Advisory Services fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $14.1M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.33B portfolio in Q1 2014.
  • First Allied Advisory Services opened 137 new positions and closed 82 in Q1 2014.
  • First Allied Advisory Services's portfolio value rose 6.8% quarter-over-quarter to $1.33B.

Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.