ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+2.23%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$410M
AUM Growth
+$410M
Cap. Flow
+$40.9M
Cap. Flow %
9.98%
Top 10 Hldgs %
63.37%
Holding
253
New
68
Increased
33
Reduced
40
Closed
39

Top Buys

1
FSR
Fisker Inc.
FSR
$23.9M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$16M
3
PCGU
PG&E Corporation
PCGU
$13.4M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$10.2M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$7.72M

Top Sells

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$21.2M
2
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
3
AAL icon
American Airlines Group
AAL
$7.17M
4
AMZN icon
Amazon
AMZN
$3.91M
5
MGK icon
Vanguard Mega Cap Growth ETF
MGK
$3.46M

Sector Composition

1 Consumer Discretionary 6.57%
2 Industrials 1.01%
3 Consumer Staples 0.89%
4 Technology 0.45%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLACW
201
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
– –
-2,237
Closed -$2K
RIDE
202
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-7,793
Closed -$2.35M
SFT
203
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
– –
-1,032
Closed -$85K
PAYA
204
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
– –
0
– –
AVYA
205
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
UPH
206
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
CHNG
207
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
VIHAW
208
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
– –
-37,340
Closed -$41K
SAIIW
209
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
– –
-10,763
Closed -$15K
ALUS.WS
210
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
– –
-49,944
Closed -$61K
LACQW
211
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-75,000
Closed -$59K
DM.WS
212
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-164,012
Closed -$789K
RSI.WS
213
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
– –
-30,325
Closed -$232K
IPV.WS
214
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-32,600
Closed -$134K
GNOGW
215
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-25,007
Closed -$225K
TTCFW
216
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
– –
-776,833
Closed -$8.86M
VRT.WS
217
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-3,898
Closed -$28K
RIDEW
218
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
– –
-6,993
Closed -$60K
SFTTW
219
DELISTED
Shift Technologies, Inc. Warrant
SFTTW
– –
-1,005
Closed -$3K
UTZ.WS
220
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-6,300
Closed -$66K
AIG.WS
221
DELISTED
American International Group, Inc.
AIG.WS
– –
-470,590
Closed -$56K
VVNT.WS
222
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-2,150
Closed -$20K
MFAC.WS
223
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-26,575
Closed -$77K
COWN
224
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
– –
EDTXW
225
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$0 ﹤0.01%
+300
New –
5 6 7 8
9