ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+25.27%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$410M
AUM Growth
-$794M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
253
New
Increased
Reduced
Closed

Top Buys

1
+$25.4M
2
+$16.7M
3
+$13.5M
4
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$10.5M
5
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$6.96M

Top Sells

1
+$19.7M
2
+$8.86M
3
+$8.77M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$4.93M
5
AMZN icon
Amazon
AMZN
+$3.91M

Sector Composition

1 Consumer Discretionary 6.57%
2 Industrials 1.01%
3 Consumer Staples 0.89%
4 Technology 0.45%
5 Energy 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LACQW
201
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
– –
-75,000
DM.WS
202
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-164,012
RSI.WS
203
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
– –
-30,325
IPV.WS
204
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
– –
-32,600
GNOGW
205
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-25,007
TTCFW
206
DELISTED
Tattooed Chef, Inc. Warrant
TTCFW
– –
-776,833
VRT.WS
207
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
– –
-3,898
RIDEW
208
DELISTED
Lordstown Motors Corp. Warrant
RIDEW
– –
-6,993
SFTTW
209
DELISTED
Shift Technologies, Inc. Warrant
SFTTW
– –
-1,005
UTZ.WS
210
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-6,300
AIG.WS
211
DELISTED
American International Group, Inc.
AIG.WS
– –
-470,590
VVNT.WS
212
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
– –
-2,150
MFAC.WS
213
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
– –
-26,575
COWN
214
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
0
EDTXW
215
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$0 ﹤0.01%
+300
MT icon
216
ArcelorMittal
MT
$48.8B
– –
0
AMZN icon
217
Amazon
AMZN
$2.24T
– –
-24,000
BILI icon
218
Bilibili
BILI
$11.1B
– –
0
MELI icon
219
Mercado Libre
MELI
$89.2B
– –
0
MGK icon
220
Vanguard Mega Cap Growth ETF
MGK
$30.4B
– –
-17,000
NEE icon
221
NextEra Energy
NEE
$193B
– –
0
NIO icon
222
NIO
NIO
$11.8B
– –
0
PARA
223
DELISTED
Paramount Global Class B
PARA
– –
0
RILY icon
224
BRC Group Holdings
RILY
$204M
– –
-5,700
SABR icon
225
Sabre
SABR
$609M
– –
0
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