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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.46%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$1.66B
AUM Growth
+$771M
Cap. Flow
-$434M
Cap. Flow %
-26.11%
Top 10 Hldgs %
77.04%
Holding
276
New
105
Increased
32
Reduced
41
Closed
58

Top Buys

Rank Stock Value
1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
+$11.9M
2
PCGU
PG&E Corporation
PCGU
+$10.9M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$7.88M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$7.4M
5
AAL icon
American Airlines Group
AAL
+$6.3M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$23.3M
2
BLNKW
Blink Charging Co. Warrant
BLNKW
+$23M
3
PRPLW
Purple Innovation, Inc.
PRPLW
+$13M
4
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$10.2M
5
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$9.07M

Sector Composition

Rank Sector Weight
1 Industrials 1.21%
2 Consumer Discretionary 0.92%
3 Energy 0.04%
4 Financials 0.03%
5 Technology 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFAIW
176
Faraday Future Intelligent Electric Warrant
FFAIW
$252K
$26K ﹤0.01%
+24,900
New +$15.6K
GNRSW
177
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$23K ﹤0.01%
23,000
-27,000
-54% -$13.1K
VVNT.WS
178
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
$20K ﹤0.01%
2,150
-432,950
-100% -$3.7M
DKNG icon
179
CALL
DraftKings
DKNG
$12.4B
$19K ﹤0.01%
400
– –
AGBAW
180
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$18K ﹤0.01%
+36,720
New +$18K
DM
181
CALL
DELISTED
Desktop Metal, Inc.
DM
$17K ﹤0.01%
+100
New +$13.2K
SAIIW
182
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$15K ﹤0.01%
+10,763
New +$8.3K
COEPW
183
DELISTED
Coeptis Therapeutics Warrants
COEPW
$14K ﹤0.01%
+9,900
New +$9.13K
CFXA
184
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$14K ﹤0.01%
84
-21,777
-100% -$3.13M
UKOMW
185
DELISTED
Ucommune International Ltd Warrant
UKOMW
$13K ﹤0.01%
+50,000
New +$13.5K
DBRG icon
186
PUT
DigitalBridge
DBRG
$2.92B
$7K ﹤0.01%
350
– –
EOSEW
187
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$7K ﹤0.01%
+824
New +$2.35K
HASI icon
188
PUT
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.91B
$6K ﹤0.01%
100
-5,500
-98% -$281K
COWN
189
PUT
DELISTED
Cowen Inc. Class A Common Stock
COWN
$5K ﹤0.01%
+200
New +$4.51K
AVYA
190
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$4K ﹤0.01%
200
– –
ZEV
191
DELISTED
Lightning eMotors, Inc.
ZEV
$3K ﹤0.01%
+10
New +$2.21K
SFTTW
192
DELISTED
Shift Technologies, Inc. Warrant
SFTTW
$3K ﹤0.01%
+1,005
New +$2.87K
BTCTW
193
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$2K ﹤0.01%
10,000
– –
MLACW
194
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$2K ﹤0.01%
+2,237
New +$1.46K
SFT
195
PUT
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$2K ﹤0.01%
+30
New +$2.78K
DSKE
196
DELISTED
Daseke, Inc. Common Stock
DSKE
$1K ﹤0.01%
+100
New +$637
AG icon
197
CALL
First Majestic Silver
AG
$7.81B
– –
-1,800
Closed -$17K
AIZ icon
198
PUT
Assurant
AIZ
$13.7B
– –
-12,200
Closed -$1.48M
BE icon
199
Bloom Energy
BE
$61.1B
– –
-2,877
Closed -$52K
BE icon
200
PUT
Bloom Energy
BE
$61.1B
– –
-8,000
Closed -$144K
6 7
8
9 10

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SA
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FRGX
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KA
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TG
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Equitec Specialists's Q4 2020 Portfolio in Review

As of Q4 2020, Equitec Specialists held 276 positions worth $1.66B, up 86% from $893M the previous quarter. Its ten largest holdings account for 77% of the portfolio.

Equitec Specialists withdrew a net $434M in Q4 2020, closing 58 positions and reducing 41 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $23.3M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.2% of assets, up from 0.1% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Equitec Specialists opened a new position in Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri worth $12.3M.

  • Equitec Specialists's largest Q4 2020 buy was Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri: 2,505,786 shares worth $12.3M.
  • Equitec Specialists added most to PG&E Corporation in Q4 2020, an estimated $10.9M increase.
  • Equitec Specialists's biggest Q4 2020 reduction was Blink Charging Co. Warrant, cutting an estimated $23M.
  • Equitec Specialists fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $23.3M.
  • Equitec Specialists's ten largest holdings make up 77% of its $1.66B portfolio in Q4 2020.
  • Equitec Specialists opened 105 new positions and closed 58 in Q4 2020.
  • Equitec Specialists's portfolio value rose 86% quarter-over-quarter to $1.66B.

Based on Equitec Specialists's 13F filing for Q4 2020, filed 26 Jan 2021.