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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$242M
Cap. Flow %
-27.1%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39

Top Buys

1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

1 Consumer Discretionary 0.82%
2 Utilities 0.3%
3 Financials 0.12%
4 Industrials 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOEVW
176
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-36,924
Closed -$41K
KLR
177
DELISTED
Kaleyra, Inc.
KLR
– –
-2,744
Closed -$39K
COUP
178
PUT
DELISTED
Coupa Software Incorporated
COUP
– –
-10,500
Closed -$2.91M
DCUE
179
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-131,813
Closed -$13.4M
QTS
180
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-533
Closed -$34K
CNP.PRB
181
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-72,888
Closed -$2.59M
AIZP
182
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
– –
-13,852
Closed -$1.44M
AIG.WS
183
DELISTED
American International Group, Inc.
AIG.WS
– –
-1,408,275
Closed -$1.97M
SPAQ.WS
184
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
-40,654
Closed -$73K
CCH.WS
185
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
-125,063
Closed -$406K
NKLAW
186
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
– –
-136,954
Closed -$4.55M
CCI.PRA
187
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-39,958
Closed -$59.3M
ACEL.WS
188
DELISTED
Accel Entertainment Inc Warrant
ACEL.WS
– –
-471,204
Closed -$1.1M
GPAQW
189
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
– –
-25,000
Closed -$55K
4 5 6 7
8

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FRGX
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Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $242M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.82% of assets, up from 0.59% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.