ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
+$71K
Cap. Flow
-$204M
Cap. Flow %
-287,986.34%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
150

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCIIU
151
DELISTED
Hudson Executive Investment Corp. II Unit
HCIIU
– –
-4,862
Closed -$48K
LOTZW
152
DELISTED
CarLotz, Inc. Warrant
LOTZW
– –
-32,427
Closed -$53K
UPH
153
DELISTED
UpHealth, Inc.
UPH
– –
0
– –
EPWR.WS
154
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-25,000
Closed -$13K
ESSCW
155
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
– –
-40,000
Closed -$10K
BENER
156
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
– –
-37,070
Closed -$12K
PMVC.WS
157
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
– –
-10,326
Closed -$8K
ASAQ.WS
158
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
– –
-13,657
Closed -$10K
CHNG
159
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
RDBXW
160
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-35,436
Closed -$19K
KWAC.WS
161
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
– –
-17,000
Closed -$9K
CHNGU
162
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-283,319
Closed -$21.2M
GLAQW
163
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
– –
-16,300
Closed -$9K
GNOG
164
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-30,647
Closed -$414K
MACUW
165
DELISTED
Mallard Acquisition Corp. Warrant
MACUW
– –
-24,607
Closed -$11K
AEPPL
166
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-24,629
Closed -$1.19M
DSKEW
167
DELISTED
Daseke, Inc. Warrant
DSKEW
– –
-113,000
Closed -$38K
TRIT
168
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-5,504
Closed -$40K
CFXA
169
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
– –
-84
Closed -$15K
CPSR.WS
170
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
– –
-14,603
Closed -$10K
BTRSW
171
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
– –
-270,869
Closed -$1.28M
ASLEW
172
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-25,332
Closed -$56K
ASTRW
173
DELISTED
Astra Space, Inc. Warrant
ASTRW
– –
-104,010
Closed -$301K
MEUSW
174
DELISTED
23andMe Holding Co. Warrant
MEUSW
– –
-80,495
Closed -$135K
YAC.WS
175
DELISTED
Yucaipa Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A
YAC.WS
– –
-8,900
Closed -$12K
4 5 6
7
8