ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$610M
Cap. Flow
-$503M
Cap. Flow %
-41.77%
Top 10 Hldgs %
86.05%
Holding
221
New
73
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPY icon
151
SPDR S&P 500 ETF Trust
SPY
$660B
$0 ﹤0.01%
1
-12,720
-100% –
SRE icon
152
Sempra
SRE
$52.9B
– –
0
– –
SWK icon
153
Stanley Black & Decker
SWK
$12.1B
– –
0
– –
TDOC icon
154
Teladoc Health
TDOC
$1.38B
– –
0
– –
TSLA icon
155
Tesla
TSLA
$1.13T
– –
0
– –
WT icon
156
WisdomTree
WT
$1.98B
– –
0
– –
ZD icon
157
Ziff Davis
ZD
$1.56B
– –
-5,175
Closed -$311K
ABTC
158
American Bitcoin Corp. Class A Common Stock
ABTC
$613M
– –
0
– –
XIFR
159
XPLR Infrastructure, LP
XIFR
$976M
– –
-100
Closed -$6K
NKLA
160
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
GSMGW
161
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
– –
-40,377
Closed -$2K
FREE
162
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
0
– –
FSR
163
DELISTED
Fisker Inc.
FSR
– –
0
– –
AEPPZ
164
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
-23,244
Closed -$1.14M
BSX.PRA
165
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-1,137
Closed -$127K
AVYA
166
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
ELAT
167
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
– –
-26,724
Closed -$1.19M
CHNG
168
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
SOLN
169
DELISTED
The Southern Company
SOLN
– –
-50,084
Closed -$2.33M
DHR.PRA
170
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-15,776
Closed -$23.3M
TRIT
171
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
0
– –
ENR.PRA
172
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-6,172
Closed -$514K
IFFT
173
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-20,253
Closed -$897K
QTS.PRB
174
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-71,808
Closed -$10.2M
SRE.PRB
175
DELISTED
Sempra 6.75% Mandatory Convertible Preferred Stock, Series B
SRE.PRB
– –
-5,882
Closed -$576K
4 5 6
7
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