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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-5.92%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$436M
AUM Growth
+$73.5M
Cap. Flow
-$11.1M
Cap. Flow %
-2.54%
Top 10 Hldgs %
65.42%
Holding
183
New
42
Increased
38
Reduced
23
Closed
61

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$19M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$11.8M
3
CLVT icon
Clarivate
CLVT
+$4.67M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
+$2.37M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.23M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$17.9M
3
AMZN icon
Amazon
AMZN
+$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
+$8.81M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$7.16M

Sector Composition

1 Technology 1.33%
2 Consumer Discretionary 0.2%
3 Utilities 0.11%
4 Industrials 0.09%
5 Materials 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COUP
151
PUT
DELISTED
Coupa Software Incorporated
COUP
– –
-6,500
Closed -$951K
SWT
152
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-11,434
Closed -$1.25M
DTP
153
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-55,797
Closed -$2.86M
AVGOP
154
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-1,037
Closed -$1.22M
CHNGU
155
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-87,742
Closed -$5.26M
NUAN
156
DELISTED
Nuance Communications, Inc.
NUAN
– –
-25,000
Closed -$446K
SIC
157
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-62,978
Closed -$566K
IFFT
158
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-74,342
Closed -$3.57M
SJIU
159
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-6,149
Closed -$319K
CFFAW
160
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-50,000
Closed -$44K
PACQW
161
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-20,900
Closed -$21K
CCC.WS
162
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-4,196,501
Closed -$26.2M
TIBRW
163
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-38,500
Closed -$44K
DDMXW
164
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-50,000
Closed -$23K
TKKSW
165
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-97,528
Closed -$6K
BWMCW
166
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-35,454
Closed -$22K
WTRU
167
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-13,912
Closed -$867K
MDR
168
CALL
DELISTED
McDermott International
MDR
– –
-10,000
Closed -$7K
MDR
169
DELISTED
McDermott International
MDR
– –
-5,281
Closed -$4K
MDCO
170
CALL
DELISTED
Medicines Co
MDCO
– –
-12,500
Closed -$1.06M
MDCO
171
DELISTED
Medicines Co
MDCO
– –
-7,834
Closed -$665K
MDCO
172
PUT
DELISTED
Medicines Co
MDCO
– –
-14,100
Closed -$1.2M
NHLD
173
DELISTED
National Holdings Corporation
NHLD
– –
-399,693
Closed -$1.02M
CY
174
DELISTED
Cypress Semiconductor
CY
– –
-6,900
Closed -$158K
3 4 5 6
7

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Equitec Specialists's Q1 2020 Portfolio in Review

As of Q1 2020, Equitec Specialists held 183 positions worth $436M, up 20% from $363M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Equitec Specialists's Q1 2020 filing shows 42 new, 38 increased, 23 reduced and 61 closed positions. Its largest new stake was Clarivate: 233,274 shares worth $4.84M. The largest sale was Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share, an estimated $26.2M.

By sector, the portfolio is most concentrated in Technology at 1.3% of assets, up from 0.56% a quarter earlier, followed by Consumer Discretionary and Utilities.

  • Equitec Specialists's largest Q1 2020 buy was Clarivate: 233,274 shares worth $4.84M.
  • Equitec Specialists added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q1 2020, an estimated $19M increase.
  • Equitec Specialists's biggest Q1 2020 reduction was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $17.9M.
  • Equitec Specialists fully exited Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share in Q1 2020, selling an estimated $26.2M.
  • Equitec Specialists's ten largest holdings make up 65% of its $436M portfolio in Q1 2020.
  • Equitec Specialists opened 42 new positions and closed 61 in Q1 2020.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $436M.

Based on Equitec Specialists's 13F filing for Q1 2020, filed 23 Apr 2020.