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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
-5.92%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$436M
AUM Growth
+$73.5M
Cap. Flow
-$151M
Cap. Flow %
-34.74%
Top 10 Hldgs %
65.42%
Holding
183
New
42
Increased
38
Reduced
23
Closed
61
Avg Time Held Equity + Options
0.6 years
Top 10 Avg Time Held Equity + Options
0.1 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.7 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$19M
2
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$11.8M
3
CLVT icon
Clarivate
CLVT
+$4.67M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
+$2.37M
5
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$2.23M

Top Sells

Rank Stock Value
1
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$26.2M
2
SRE.PRA icon
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$17.9M
3
AMZN icon
Amazon
AMZN
+$12.6M
4
SPCE.WS icon
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
+$8.81M
5
AVTR.PRA icon
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$7.16M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.25%
2 Technology 1.33%
3 Consumer Discretionary 0.2%
4 Utilities 0.11%
5 Industrials 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
COUP
151
PUT
DELISTED
Coupa Software Incorporated
COUP
– –
-6,500
Closed -$951K –
SWT
152
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-11,434
Closed -$1.25M –
DTP
153
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-55,797
Closed -$2.86M –
AVGOP icon
154
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-1,037
Closed -$1.22M –
CHNGU
155
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-87,742
Closed -$5.26M –
NUAN
156
DELISTED
Nuance Communications, Inc.
NUAN
– –
-25,000
Closed -$446K –
SIC
157
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-62,978
Closed -$566K –
IFFT
158
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-74,342
Closed -$3.57M –
SJIU
159
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-6,149
Closed -$319K –
CFFAW
160
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-50,000
Closed -$44K –
PACQW
161
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-20,900
Closed -$21K –
CCC.WS icon
162
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-4,196,501
Closed -$26.2M –
TIBRW
163
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-38,500
Closed -$44K –
DDMXW
164
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-50,000
Closed -$23K –
TKKSW
165
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-97,528
Closed -$6K –
BWMCW
166
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-35,454
Closed -$22K –
WTRU
167
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-13,912
Closed -$867K –
MDR
168
CALL
DELISTED
McDermott International
MDR
– –
-10,000
Closed -$7K –
MDR
169
DELISTED
McDermott International
MDR
– –
-5,281
Closed -$4K –
MDCO
170
CALL
DELISTED
Medicines Co
MDCO
– –
-12,500
Closed -$1.06M –
MDCO
171
DELISTED
Medicines Co
MDCO
– –
-7,834
Closed -$665K –
MDCO
172
PUT
DELISTED
Medicines Co
MDCO
– –
-14,100
Closed -$1.2M –
NHLD
173
DELISTED
National Holdings Corporation
NHLD
– –
-399,693
Closed -$1.02M –
CY
174
DELISTED
Cypress Semiconductor
CY
– –
-6,900
Closed -$158K –
3 4 5 6
7

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Equitec Specialists's Q1 2020 Portfolio in Review

As of Q1 2020, Equitec Specialists held 183 positions worth $436M, up 20% from $363M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Equitec Specialists withdrew a net $151M in Q1 2020, closing 61 positions and reducing 23 holdings. Its most notable exit was Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share, an estimated $26.2M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, up from 90% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Equitec Specialists opened a new position in Clarivate worth $4.84M.

  • Equitec Specialists's largest Q1 2020 buy was Clarivate: 233,274 shares worth $4.84M.
  • Equitec Specialists added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q1 2020, an estimated $19M increase.
  • Equitec Specialists's biggest Q1 2020 reduction was Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $17.9M.
  • Equitec Specialists fully exited Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share in Q1 2020, selling an estimated $26.2M.
  • Equitec Specialists's ten largest holdings make up 65% of its $436M portfolio in Q1 2020.
  • Equitec Specialists opened 42 new positions and closed 61 in Q1 2020.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $436M.

Based on Equitec Specialists's 13F filing for Q1 2020, filed 23 Apr 2020.