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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
AGN
151
PUT
DELISTED
Allergan plc
AGN
– –
-3,900
Closed -$653K –
NRCG.WS
152
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-8,100
Closed -$13K –
MMDMW
153
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-10,000
Closed -$2K –
MMDM
154
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-60,259
Closed -$723K –
RYAM.PRA icon
155
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
– –
-155,944
Closed -$8.04M –
DCUD
156
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-231,602
Closed -$11.6M –
LINDW icon
157
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
– –
-115,944
Closed -$813K –
CIC.WS
158
DELISTED
Capitol Investment Corp. IV
CIC.WS
– –
-99,200
Closed -$138K –
MGY.WS icon
159
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-315,603
Closed -$1.05M –
PECKW
160
DELISTED
The Peck Company, Inc. Warrants
PECKW
– –
-25,000
Closed -$5K –
GM.WS.B icon
161
DELISTED
General Motors Company
GM.WS.B
– –
-120,484
Closed -$2.44M –
DYNC icon
162
DELISTED
Vistra Energy Corp.
DYNC
– –
-105,594
Closed -$9.78M –
MTSC
163
CALL
DELISTED
MTS Systems Corp
MTSC
– –
-2,100
Closed -$123K –
MTSC
164
PUT
DELISTED
MTS Systems Corp
MTSC
– –
-4,700
Closed -$275K –
3 4 5 6
7

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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.