ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+3.53%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$594M
AUM Growth
+$155M
Cap. Flow
-$295M
Cap. Flow %
-49.67%
Top 10 Hldgs %
76.89%
Holding
176
New
46
Increased
10
Reduced
19
Closed
23

Top Buys

1
PCGU
PG&E Corporation
PCGU
$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$10.4M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$7.81M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$7.26M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$17.6M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$7.08M

Sector Composition

1 Consumer Discretionary 1.23%
2 Utilities 0.45%
3 Financials 0.18%
4 Industrials 0.15%
5 Communication Services 0.06%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TSLA icon
126
Tesla
TSLA
$1.08T
– –
0
– –
UTZ icon
127
Utz Brands
UTZ
$1.15B
– –
0
– –
VREX icon
128
Varex Imaging
VREX
$458M
– –
-4,300
Closed -$65K
VRT icon
129
Vertiv
VRT
$48B
– –
0
– –
W icon
130
Wayfair
W
$10.3B
– –
0
– –
WT icon
131
WisdomTree
WT
$1.99B
– –
0
– –
NKLA
132
DELISTED
Nikola Corporation Common Stock
NKLA
– –
0
– –
GOEVW
133
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-36,924
Closed -$41K
KLR
134
DELISTED
Kaleyra, Inc.
KLR
– –
-2,744
Closed -$39K
COUP
135
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
AVYA
136
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
0
– –
CHNG
137
DELISTED
Change Healthcare Inc. Common Stock
CHNG
– –
0
– –
DCUE
138
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-131,813
Closed -$13.4M
QTS
139
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-533
Closed -$34K
CNP.PRB
140
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
– –
-72,888
Closed -$2.59M
CATM
141
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
0
– –
AIZP
142
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
– –
-13,852
Closed -$1.44M
AIG.WS
143
DELISTED
American International Group, Inc.
AIG.WS
– –
-1,408,275
Closed -$1.97M
SPAQ.WS
144
DELISTED
Spartan Energy Acquisition Corp. Warrants, each whole warrant exercisable for one Class A common sto
SPAQ.WS
– –
-40,654
Closed -$73K
CCH.WS
145
DELISTED
Collier Creek Holdings Warrants, each whole warrant exercisable for one Class A ordinary share at an
CCH.WS
– –
-125,063
Closed -$406K
NKLAW
146
DELISTED
Nikola Corporation Warrant expiring 6/3/2025
NKLAW
– –
-136,954
Closed -$4.55M
CCI.PRA
147
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-39,958
Closed -$59.3M
ACEL.WS
148
DELISTED
Accel Entertainment, Inc. Warrant, to purchase one Class A-1 Common Stock at an exercise price of $1
ACEL.WS
– –
-471,204
Closed -$1.1M
GPAQW
149
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
– –
-25,000
Closed -$55K
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