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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$242M
Cap. Flow %
-27.1%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39

Top Buys

1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

1 Consumer Discretionary 0.82%
2 Utilities 0.3%
3 Financials 0.12%
4 Industrials 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKLA
126
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$20K ﹤0.01%
33
-1,827
-98% -$2.13M
LGC.WS
127
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$19K ﹤0.01%
35,685
-7,415
-17% -$3.1K
TTCF
128
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$18K ﹤0.01%
+774
New +$14.1K
AG icon
129
CALL
First Majestic Silver
AG
$7.81B
$17K ﹤0.01%
+1,800
New +$21K
SNAXW
130
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$17K ﹤0.01%
50,000
– –
HPX.WS
131
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$16K ﹤0.01%
+17,350
New +$15.4K
MFAC.WS
132
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$14K ﹤0.01%
20,600
-37,900
-65% -$25.5K
KCAC.WS
133
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$13K ﹤0.01%
+2,987
New +$10.7K
AIZ icon
134
CALL
Assurant
AIZ
$13.7B
$12K ﹤0.01%
100
– –
GNRSW
135
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$12K ﹤0.01%
+50,000
New +$12.3K
ESSCW
136
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$10K ﹤0.01%
+50,000
New +$10.2K
DBRG icon
137
DigitalBridge
DBRG
$2.92B
$9K ﹤0.01%
+839
New +$8.12K
UTZ icon
138
PUT
Utz Brands
UTZ
$638M
$9K ﹤0.01%
+500
New +$7.58K
CHAQ.WS
139
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$7K ﹤0.01%
+10,000
New +$6.99K
XIFR
140
XPLR Infrastructure LP
XIFR
$1.13B
$6K ﹤0.01%
+100
New +$5.91K
HOFVW
141
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$5K ﹤0.01%
+18,499
New +$14.6K
MDGSW
142
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
$5K ﹤0.01%
30,040
– –
DBRG icon
143
PUT
DigitalBridge
DBRG
$2.92B
$4K ﹤0.01%
+350
New +$3.39K
NVVEW
144
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
$4K ﹤0.01%
+12,144
New +$2.1K
CHNG
145
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$4K ﹤0.01%
300
-2,400
-89% -$30.5K
AVYA
146
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$3K ﹤0.01%
200
+100
+100% +$1.41K
CNP icon
147
PUT
CenterPoint Energy
CNP
$28.2B
$2K ﹤0.01%
100
-40,400
-100% -$793K
BTCTW
148
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$2K ﹤0.01%
10,000
– –
GSMGW
149
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$2K ﹤0.01%
40,377
-47,201
-54% -$3.17K
GB
150
PUT
DELISTED
Global Blue Group Holding
GB
$1K ﹤0.01%
+100
New +$932
4 5
6
7 8

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
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FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
TRV GP Boston, Massachusetts $18.9M AUM 541.67% 1-Year Est. Return
DHRFI
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HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM

Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $242M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.82% of assets, up from 0.59% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.