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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$239M
Cap. Flow %
-26.71%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.3 years
Top 20 Avg Time Held Equity + Options
0.3 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW icon
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS icon
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ icon
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO icon
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA icon
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.59%
2 Consumer Discretionary 0.82%
3 Utilities 0.3%
4 Financials 0.12%
5 Industrials 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NKLA icon
126
PUT
DELISTED
Nikola Corporation Common Stock
NKLA
$20K ﹤0.01%
33
-1,827
-98% -$2.13M
2020 Q2
1 quarter
LGC.WS
127
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$19K ﹤0.01%
35,685
-7,415
-17% -$3.1K
2019 Q1
6 quarters
TTCF
128
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$18K ﹤0.01%
+774
New +$14.1K
2020 Q3
0 quarters
AG icon
129
CALL
First Majestic Silver
AG
$7.93B
$17K ﹤0.01%
+1,800
New +$21K
2020 Q3
0 quarters
SNAXW icon
130
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
$17K ﹤0.01%
50,000
– –
2020 Q1
2 quarters
HPX.WS
131
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$16K ﹤0.01%
+17,350
New +$15.4K
2020 Q3
0 quarters
MFAC.WS
132
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$14K ﹤0.01%
20,600
-37,900
-65% -$25.5K
2019 Q2
5 quarters
KCAC.WS
133
DELISTED
Kensington Capital Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class
KCAC.WS
$13K ﹤0.01%
+2,987
New +$10.7K
2020 Q3
0 quarters
AIZ icon
134
CALL
Assurant
AIZ
$13.9B
$12K ﹤0.01%
100
– –
2020 Q1
2 quarters
GNRSW
135
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$12K ﹤0.01%
+50,000
New +$12.3K
2020 Q3
0 quarters
ESSCW icon
136
DELISTED
East Stone Acquisition Corporation Warrant
ESSCW
$10K ﹤0.01%
+50,000
New +$10.2K
2020 Q3
0 quarters
DBRG icon
137
DELISTED
DigitalBridge
DBRG
$9K ﹤0.01%
+839
New +$8.12K
2020 Q3
0 quarters
UTZ icon
138
PUT
Utz Brands
UTZ
$1.27B
$9K ﹤0.01%
+500
New +$7.58K
2020 Q3
0 quarters
CHAQ.WS
139
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$7K ﹤0.01%
+10,000
New +$6.99K
2020 Q3
0 quarters
XIFR icon
140
XPLR Infrastructure LP
XIFR
$926M
$6K ﹤0.01%
+100
New +$5.91K
2020 Q3
0 quarters
HOFVW icon
141
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$5K ﹤0.01%
+18,499
New +$14.6K
2020 Q3
0 quarters
MDGSW
142
DELISTED
Medigus Ltd. Series C Warrant
MDGSW
$5K ﹤0.01%
30,040
– –
2020 Q2
1 quarter
DBRG icon
143
PUT
DELISTED
DigitalBridge
DBRG
$4K ﹤0.01%
+350
New +$3.39K
2020 Q3
0 quarters
NVVEW icon
144
DELISTED
Newborn Acquisition Corp Warrant
NVVEW
$4K ﹤0.01%
+12,144
New +$2.1K
2020 Q3
0 quarters
CHNG
145
CALL
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$4K ﹤0.01%
300
-2,400
-89% -$30.5K
2019 Q3
4 quarters
AVYA
146
PUT
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
$3K ﹤0.01%
200
+100
+100% +$1.41K
2020 Q2
1 quarter
CNP icon
147
PUT
CenterPoint Energy
CNP
$26.2B
$2K ﹤0.01%
100
-40,400
-100% -$793K
2018 Q4
7 quarters
BTCTW icon
148
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$2K ﹤0.01%
10,000
– –
2020 Q2
1 quarter
GSMGW
149
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$2K ﹤0.01%
40,377
-47,201
-54% -$3.17K
2020 Q1
2 quarters
GB icon
150
PUT
DELISTED
Global Blue Group Holding
GB
$1K ﹤0.01%
+100
New +$932
2020 Q3
0 quarters
4 5
6
7 8

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Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $239M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Consumer Discretionary and Utilities.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.