ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-3.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$281M
AUM Growth
+$281M
Cap. Flow
-$83.3M
Cap. Flow %
-29.6%
Top 10 Hldgs %
83.38%
Holding
151
New
21
Increased
16
Reduced
18
Closed
45

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.4M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.1M
3
CLVT icon
Clarivate
CLVT
$4.84M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.6M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.33M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.5M
3
AMZN icon
Amazon
AMZN
$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$6.98M
5
SOLN
The Southern Company
SOLN
$5.96M

Sector Composition

1 Technology 2.06%
2 Consumer Discretionary 0.31%
3 Utilities 0.17%
4 Industrials 0.13%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TIBRW
126
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
– –
-38,500
Closed -$44K
DDMXW
127
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
– –
-50,000
Closed -$23K
TKKSW
128
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
– –
-97,528
Closed -$6K
BWMCW
129
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
– –
-35,454
Closed -$22K
WTRU
130
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
– –
-13,912
Closed -$867K
MDR
131
DELISTED
McDermott International
MDR
– –
-5,281
Closed -$4K
MDCO
132
DELISTED
Medicines Co
MDCO
– –
-7,834
Closed -$665K
NHLD
133
DELISTED
National Holdings Corporation
NHLD
– –
-399,693
Closed -$1.02M
CY
134
DELISTED
Cypress Semiconductor
CY
– –
-6,900
Closed -$161K
CZR
135
DELISTED
Caesars Entertainment Corporation
CZR
– –
0
– –
2 3 4 5
6