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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMBT
126
CMB.TECH NV
CMBT
$4.57B
$9K ﹤0.01%
+726
New +$8.03K
TTMI icon
127
PUT
TTM Technologies
TTMI
$13.6B
$8K ﹤0.01%
+500
New +$6.57K
MDR
128
CALL
DELISTED
McDermott International
MDR
$7K ﹤0.01%
+10,000
New +$12.8K
LTRYW icon
129
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.13K
$6K ﹤0.01%
59,914
– –
TKKSW
130
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$6K ﹤0.01%
97,528
-2,200
-2% -$157
MDR
131
DELISTED
McDermott International
MDR
$4K ﹤0.01%
+5,281
New +$6.75K
ANIP icon
132
CALL
ANI Pharmaceuticals
ANIP
$1.77B
– –
-9,900
Closed -$722K
AVGO icon
133
CALL
Broadcom
AVGO
$1.82T
– –
-10,000
Closed -$276K
AVGO icon
134
PUT
Broadcom
AVGO
$1.82T
– –
-15,000
Closed -$414K
BDX icon
135
CALL
Becton Dickinson
BDX
$43.1B
– –
-615
Closed -$152K
BLNK icon
136
Blink Charging
BLNK
$75.2M
$0 ﹤0.01%
+100
New +$208
BW icon
137
Babcock & Wilcox
BW
$1.43B
– –
-10,452
Closed -$50K
CCI icon
138
Crown Castle
CCI
$32.7B
– –
-16,663
Closed -$2.27M
DTE icon
139
PUT
DTE Energy
DTE
$31.1B
– –
-353
Closed -$40K
ENOV icon
140
CALL
Enovis
ENOV
$1.56B
– –
-2,905
Closed -$145K
GOOGL icon
141
Alphabet (Google) Class A
GOOGL
$3.91T
– –
-6,000
Closed -$366K
GPRE icon
142
Green Plains
GPRE
$1.19B
– –
-3,000
Closed -$32K
INTC icon
143
Intel
INTC
$464B
– –
-2,200
Closed -$113K
LYFT icon
144
Lyft
LYFT
$5.39B
– –
-16,100
Closed -$658K
MGY icon
145
CALL
Magnolia Oil & Gas
MGY
$6B
– –
-3,700
Closed -$41K
NFLX icon
146
Netflix
NFLX
$292B
– –
-34,000
Closed -$910K
NIO icon
147
NIO
NIO
$11.3B
– –
-4,965
Closed -$9.98K
NIO icon
148
PUT
NIO
NIO
$11.3B
– –
-10,100
Closed -$16K
NXPI icon
149
CALL
NXP Semiconductors
NXPI
$68B
– –
-33,100
Closed -$3.61M
PBPB
150
DELISTED
Potbelly
PBPB
– –
-5,900
Closed -$26K
3 4 5
6
7

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SA
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FRGX
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KA
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TG
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DHRFI
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HCMT
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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.