ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+2.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$403M
AUM Growth
+$68.6M
Cap. Flow
-$22.5M
Cap. Flow %
-5.59%
Top 10 Hldgs %
60.09%
Holding
159
New
20
Increased
19
Reduced
27
Closed
26

Top Buys

1
DTV
DTE Energy Company 2016 Corporate Units
DTV
$79M
2
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$18.6M
3
AIG.WS
American International Group, Inc.
AIG.WS
$14.6M
4
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
$14M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$11.8M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.2M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$11.6M
4
DYNC
Vistra Energy Corp.
DYNC
$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$8.79M

Sector Composition

1 Utilities 2.35%
2 Industrials 1.22%
3 Financials 1.04%
4 Real Estate 0.9%
5 Communication Services 0.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRCG.WS
126
DELISTED
NRC Group Holdings Corp.
NRCG.WS
– –
-8,100
Closed -$13K
MMDMW
127
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
– –
-10,000
Closed -$2K
MMDM
128
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-60,259
Closed -$723K
RYAM.PRA
129
DELISTED
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
– –
-155,944
Closed -$8.04M
DCUD
130
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-231,602
Closed -$11.6M
LINDW
131
DELISTED
Lindblad Expeditions Holdings Inc. Warrant
LINDW
– –
-115,944
Closed -$813K
CIC.WS
132
DELISTED
Capitol Investment Corp. IV
CIC.WS
– –
-99,200
Closed -$138K
MGY.WS
133
DELISTED
Magnolia Oil & Gas Corporation
MGY.WS
– –
-315,603
Closed -$1.05M
PECKW
134
DELISTED
The Peck Company, Inc. Warrants
PECKW
– –
-25,000
Closed -$5K
GM.WS.B
135
DELISTED
General Motors Company
GM.WS.B
– –
-120,484
Closed -$2.44M
DYNC
136
DELISTED
Vistra Energy Corp.
DYNC
– –
-105,594
Closed -$9.78M
MTSC
137
DELISTED
MTS Systems Corp
MTSC
– –
0
– –
2 3 4 5
6