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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.76%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$434M
AUM Growth
+$50.5M
Cap. Flow
+$16.5M
Cap. Flow %
3.8%
Top 10 Hldgs %
55.79%
Holding
182
New
38
Increased
25
Reduced
41
Closed
42
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.2 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.2 years
Top 20 Avg Time Held Equity only
0.2 years

Top Buys

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$77.3M
2
CCC.WS icon
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$17.7M
3
FTV.PRA icon
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$14.7M
4
AIG.WS icon
American International Group, Inc.
AIG.WS
+$14.3M
5
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$13.2M

Top Sells

Rank Stock Value
1
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$17.2M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.3M
3
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$11.6M
4
DYNC icon
Vistra Energy Corp.
DYNC
+$9.78M
5
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.56M

Sector Composition

Rank Sector Weight
1 Miscellaneous 94.09%
2 Utilities 2.18%
3 Industrials 1.13%
4 Financials 0.97%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
NXH icon
126
Neighborhood Intelligence Inc
NXH
$188M
– –
-4,126
Closed -$42K –
CCI icon
127
CALL
Crown Castle
CCI
$34B
– –
-400
Closed -$52K –
CDZI icon
128
Cadiz
CDZI
$323M
– –
-2,500
Closed -$28K –
D icon
129
CALL
Dominion Energy
D
$55.3B
– –
-160,000
Closed -$12.4M –
D icon
130
PUT
Dominion Energy
D
$55.3B
– –
-126,400
Closed -$9.77M –
GE icon
131
GE Aerospace
GE
$324B
– –
-4,615
Closed -$242K –
HLF icon
132
CALL
Herbalife
HLF
$1.53B
– –
-16,500
Closed -$706K –
HLF icon
133
PUT
Herbalife
HLF
$1.53B
– –
-50,100
Closed -$2.14M –
INO icon
134
CALL
Inovio Pharmaceuticals
INO
$108M
– –
-25
Closed -$1K –
MBIO icon
135
Mustang Bio
MBIO
$2.8M
– –
-1
Closed -$4K –
MGY icon
136
PUT
Magnolia Oil & Gas
MGY
$6.6B
– –
-8,200
Closed -$95K –
PRO icon
137
CALL
DELISTED
PROS Holdings
PRO
– –
-10,300
Closed -$652K –
HTT icon
138
High Templar Tech Ltd
HTT
$332M
– –
-20,014
Closed -$150K –
RYAM icon
139
PUT
Rayonier Advanced Materials
RYAM
$481M
– –
-236,800
Closed -$1.54M –
SPY icon
140
State Street SPDR S&P 500 ETF Trust
SPY
$815B
$0 ﹤0.01%
+1
New +$295
2019 Q3
0 quarters
UBER icon
141
Uber
UBER
$146B
– –
-2,500
Closed -$116K –
UNIT icon
142
CALL
Uniti Group
UNIT
$1.46B
– –
-5,000
Closed -$48K –
UNIT icon
143
Uniti Group
UNIT
$1.46B
– –
-17,600
Closed -$167K –
RPT icon
144
CALL
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-2,000
Closed -$24K –
BRMK
145
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-25,000
Closed -$258K –
AEPPL
146
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
– –
-2,081
Closed -$111K –
QTS.PRB
147
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-5,454
Closed -$604K –
CCX.U
148
DELISTED
Churchill Capital Corp II
CCX.U
– –
-10,000
Closed -$102K –
CCI.PRA icon
149
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
– –
-14,288
Closed -$17.2M –
AGN
150
DELISTED
Allergan plc
AGN
– –
-13,200
Closed -$2.21M –
3 4 5
6
7

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Equitec Specialists's Q3 2019 Portfolio in Review

As of Q3 2019, Equitec Specialists held 182 positions worth $434M, up 13% from $384M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Equitec Specialists deployed $16.5M of net new capital in Q3 2019, opening 38 new positions and adding to 25 existing holdings. Its largest new stake was The Southern Company: 177,107 shares worth $9.48M.

By sector, the portfolio is most concentrated in Miscellaneous at 94% of assets, down from 96% a quarter earlier, followed by Utilities and Industrials.

On the sell side, the largest reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, an estimated $14.3M trimmed.

  • Equitec Specialists's largest Q3 2019 buy was The Southern Company: 177,107 shares worth $9.48M.
  • Equitec Specialists added most to DTE Energy Company 2016 Corporate Units in Q3 2019, an estimated $77.3M increase.
  • Equitec Specialists's biggest Q3 2019 reduction was Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6, cutting an estimated $14.3M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $17.2M.
  • Equitec Specialists's ten largest holdings make up 56% of its $434M portfolio in Q3 2019.
  • Equitec Specialists opened 38 new positions and closed 42 in Q3 2019.
  • Equitec Specialists's portfolio value rose 13% quarter-over-quarter to $434M.

Based on Equitec Specialists's 13F filing for Q3 2019, filed 29 Oct 2019.