ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
+1.04%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$71K
AUM Growth
+$71K
Cap. Flow
-$204M
Cap. Flow %
-287,986.34%
Top 10 Hldgs %
100%
Holding
203
New
–
Increased
–
Reduced
1
Closed
150

Top Buys

No buys this quarter

Top Sells

1
PCGU
PG&E Corporation
PCGU
$43.5M
2
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
$27.2M
3
FSR
Fisker Inc.
FSR
$23.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$21.2M
5
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$15.5M

Sector Composition

1 Consumer Staples 100%
2 Consumer Discretionary 0%
3 Energy 0%
4 Financials 0%
5 Healthcare 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MSPRZ
101
MSP Recovery, Inc. Warrant
MSPRZ
– –
-18,115
Closed -$13K
OUSTZ
102
Ouster, Inc. Warrants
OUSTZ
$1.28M
– –
-60,977
Closed -$128K
AEVAW
103
Aeva Technologies, Inc. Warrants
AEVAW
$21.1M
– –
-73,739
Closed -$245K
CTEV
104
Claritev Corporation
CTEV
$1.14B
– –
-13,336
Closed -$74K
FFAIW
105
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.04M
– –
-39,830
Closed -$102K
DM
106
DELISTED
Desktop Metal, Inc.
DM
– –
-18,918
Closed -$282K
BTCTW
107
DELISTED
BTC Digital Ltd. Warrant
BTCTW
– –
-10,000
Closed -$4K
SNAXW
108
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-18,015
Closed -$15K
BMTX.WS
109
DELISTED
BM Technologies, Inc. Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
BMTX.WS
– –
-190,043
Closed -$380K
GOEVW
110
DELISTED
Canoo Inc. Warrant
GOEVW
– –
-576,162
Closed -$1.63M
LFLYW
111
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
– –
-8,387
Closed -$10K
SAVE
112
DELISTED
Spirit Airlines, Inc.
SAVE
– –
0
– –
BFI
113
DELISTED
BurgerFi International, Inc. Common Stock
BFI
– –
-15,500
Closed -$239K
PRSTW
114
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
– –
-18,000
Closed -$8K
FREEW
115
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
– –
-322,284
Closed -$677K
CLVRW
116
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
– –
-1,212,338
Closed -$3.19M
ZFOXW
117
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
– –
-15,800
Closed -$11K
VIEW
118
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-100
Closed -$1K
VIEWW
119
DELISTED
View, Inc. Warrant
VIEWW
– –
-19,503
Closed -$34K
FSR
120
DELISTED
Fisker Inc.
FSR
– –
-1,388,604
Closed -$23.9M
ADOCR
121
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-100,000
Closed -$39K
ADOCW
122
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-30,200
Closed -$11K
EACPW
123
DELISTED
Edify Acquisition Corp. Warrant
EACPW
– –
-22,620
Closed -$11K
AESC
124
DELISTED
The AES Corporation
AESC
– –
-23,589
Closed -$2.44M
KERNW
125
DELISTED
Akerna Corp Warrant
KERNW
– –
-620,063
Closed -$837K
3 4
5
6 7