ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+3.57%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$1.2B
AUM Growth
+$610M
Cap. Flow
-$503M
Cap. Flow %
-41.77%
Top 10 Hldgs %
86.05%
Holding
221
New
73
Increased
15
Reduced
22
Closed
40

Top Buys

1
FSR.WS
Fisker Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercise pri
FSR.WS
$12.3M
2
PCGU
PG&E Corporation
PCGU
$11.8M
3
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
$9.93M
4
TTCFW
Tattooed Chef, Inc. Warrant
TTCFW
$8.86M
5
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$8.03M

Top Sells

1
BLNKW
Blink Charging Co. Warrant
BLNKW
$57.4M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$23.3M
3
PRPLW
Purple Innovation, Inc.
PRPLW
$13M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$12.4M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$10.2M

Sector Composition

1 Industrials 1.67%
2 Consumer Discretionary 1.27%
3 Energy 0.05%
4 Financials 0.04%
5 Technology 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PMVC.WS
101
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$28K ﹤0.01%
+25,226
New +$28K
GLEO.WS
102
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$28K ﹤0.01%
33,190
– –
VRT.WS
103
DELISTED
Vertiv Holdings Co Warrants, each whole warrant exercisable for one share of Class A Common Stock at
VRT.WS
$28K ﹤0.01%
3,898
-89,783
-96% -$645K
CURIW icon
104
CuriosityStream Inc. Warrant
CURIW
$1.7M
$27K ﹤0.01%
+10,000
New +$27K
ADOCW
105
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$27K ﹤0.01%
+39,700
New +$27K
FFAIW
106
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.23M
$26K ﹤0.01%
+24,900
New +$26K
GNRSW
107
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$23K ﹤0.01%
23,000
-27,000
-54% -$27K
VVNT.WS
108
DELISTED
Vivint Smart Home, Inc. Warrants, each exercisable for one Class A Common Stock at an exercise price
VVNT.WS
$20K ﹤0.01%
2,150
-432,950
-100% -$4.03M
AGBAW
109
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$18K ﹤0.01%
+36,720
New +$18K
SAIIW
110
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$15K ﹤0.01%
+10,763
New +$15K
COEPW icon
111
Coeptis Therapeutics Holdings, Inc. Warrants
COEPW
$70.1K
$14K ﹤0.01%
+9,900
New +$14K
CFXA
112
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$14K ﹤0.01%
84
-21,777
-100% -$3.63M
UKOMW
113
Ucommune International Ltd Warrant expiring 11/17/2025
UKOMW
$15.2K
$13K ﹤0.01%
+50,000
New +$13K
EOSEW icon
114
Eos Energy Enterprises, Inc. Warrant
EOSEW
$3.68M
$7K ﹤0.01%
+824
New +$7K
ZEV
115
DELISTED
Lightning eMotors, Inc.
ZEV
$3K ﹤0.01%
+10
New +$3K
SFTTW
116
DELISTED
Shift Technologies, Inc. Warrant
SFTTW
$3K ﹤0.01%
+1,005
New +$3K
BTCTW
117
DELISTED
BTC Digital Ltd. Warrant
BTCTW
$2K ﹤0.01%
10,000
– –
MLACW
118
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$2K ﹤0.01%
+2,237
New +$2K
DSKE
119
DELISTED
Daseke, Inc. Common Stock
DSKE
$1K ﹤0.01%
+100
New +$1K
AIG icon
120
American International
AIG
$45.3B
– –
0
– –
AIZ icon
121
Assurant
AIZ
$10.9B
– –
0
– –
AVTR icon
122
Avantor
AVTR
$8.99B
– –
0
– –
BE icon
123
Bloom Energy
BE
$12.8B
– –
-2,877
Closed -$52K
BILI icon
124
Bilibili
BILI
$9.29B
– –
0
– –
CCL icon
125
Carnival Corp
CCL
$43.1B
– –
-275,019
Closed -$4.18M
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5
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