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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+5.61%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$893M
AUM Growth
+$231M
Cap. Flow
-$242M
Cap. Flow %
-27.1%
Top 10 Hldgs %
67.2%
Holding
207
New
67
Increased
28
Reduced
34
Closed
39

Top Buys

1
PCGU
PG&E Corporation
PCGU
+$16.5M
2
PRPLW
Purple Innovation, Inc.
PRPLW
+$10.6M
3
GFLU
GFL Environmental Inc. Tangible Equity Units
GFLU
+$10.1M
4
UTZ.WS
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
+$7.33M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
+$7.25M

Top Sells

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$59.3M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$17.7M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$13.4M
4
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$10.6M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$8.13M

Sector Composition

1 Consumer Discretionary 0.82%
2 Utilities 0.3%
3 Financials 0.12%
4 Industrials 0.1%
5 Communication Services 0.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GIK.WS
101
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$64K 0.01%
+99,683
New +$56.2K
ENR icon
102
CALL
Energizer
ENR
$1.4B
$59K 0.01%
1,500
-500
-25% -$22.9K
BE icon
103
Bloom Energy
BE
$61.3B
$52K 0.01%
+2,877
New +$42.9K
PRPL icon
104
CALL
Purple Innovation
PRPL
$31.5M
$52K 0.01%
+2,100
New +$44.7K
ALUS.WS
105
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
$46K 0.01%
+71,000
New +$49.3K
GIX.WS
106
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$46K 0.01%
50,000
– –
KERNW
107
DELISTED
Akerna Corp Warrant
KERNW
$42K ﹤0.01%
112,469
– –
CHGG icon
108
Chegg
CHGG
$88.7M
$40K ﹤0.01%
+560
New +$41.2K
CPAAW
109
DELISTED
Conyers Park II Acquisition Corp. Warrant
CPAAW
$38K ﹤0.01%
+22,500
New +$45.9K
CDLX icon
110
Cardlytics
CDLX
$24.2M
$35K ﹤0.01%
+50
New +$36.4K
NBR icon
111
PUT
Nabors Industries
NBR
$1.24B
$34K ﹤0.01%
1,400
– –
WT icon
112
CALL
WisdomTree
WT
$3.06B
$33K ﹤0.01%
+10,300
New +$37.1K
CGROW
113
DELISTED
Collective Growth Corporation Warrant
CGROW
$31K ﹤0.01%
+50,000
New +$37.8K
ABLLW
114
DELISTED
Abacus Life Warrant
ABLLW
$29K ﹤0.01%
+45,000
New +$32.3K
LFLYW
115
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$29K ﹤0.01%
55,000
+50,000
+1,000% +$33.8K
IPV.WS
116
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$27K ﹤0.01%
+32,600
New +$20.5K
CATM
117
CALL
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$26K ﹤0.01%
1,300
– –
DKNG icon
118
CALL
DraftKings
DKNG
$12.3B
$24K ﹤0.01%
400
-15,100
-97% -$587K
TALKW
119
DELISTED
Talkspace Inc Warrant
TALKW
$24K ﹤0.01%
+20,000
New +$18.9K
LIVKW
120
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$24K ﹤0.01%
+50,000
New +$20.3K
ASLEW
121
DELISTED
AerSale Corp Warrants
ASLEW
$23K ﹤0.01%
46,332
– –
LTRYW icon
122
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$1.05K
$22K ﹤0.01%
59,914
– –
IGICW
123
DELISTED
International General Insurance Holdings Ltd. Warrants expiring 03/17/2025
IGICW
$22K ﹤0.01%
37,500
– –
GLEO.WS
124
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$21K ﹤0.01%
33,190
– –
HCCHW
125
DELISTED
HL Acquisitions Corp. Warrant
HCCHW
$21K ﹤0.01%
+10,174
New +$15.9K
3 4
5
6 7

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YECIP
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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q3 2020 Portfolio in Review

As of Q3 2020, Equitec Specialists held 207 positions worth $893M, up 35% from $662M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $242M in Q3 2020, closing 39 positions and reducing 34 holdings. Its most notable exit was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, an estimated $59.3M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 0.82% of assets, up from 0.59% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in PG&E Corporation worth $16.5M.

  • Equitec Specialists's largest Q3 2020 buy was PG&E Corporation: 168,631 shares worth $16.5M.
  • Equitec Specialists added most to Blink Charging Co. Warrant in Q3 2020, an estimated $4.31M increase.
  • Equitec Specialists's biggest Q3 2020 reduction was NextEra Energy, Inc. 4.872% Corporate Units, cutting an estimated $17.7M.
  • Equitec Specialists fully exited Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A in Q3 2020, selling an estimated $59.3M.
  • Equitec Specialists's ten largest holdings make up 67% of its $893M portfolio in Q3 2020.
  • Equitec Specialists opened 67 new positions and closed 39 in Q3 2020.
  • Equitec Specialists's portfolio value rose 35% quarter-over-quarter to $893M.

Based on Equitec Specialists's 13F filing for Q3 2020, filed 13 Oct 2020.