ES

Equitec Specialists Portfolio holdings

AUM $71K
This Quarter Return
-3.82%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$281M
AUM Growth
+$281M
Cap. Flow
-$83.3M
Cap. Flow %
-29.6%
Top 10 Hldgs %
83.38%
Holding
151
New
21
Increased
16
Reduced
18
Closed
45

Top Buys

1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$16.4M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$11.1M
3
CLVT icon
Clarivate
CLVT
$4.84M
4
DEACW
Diamond Eagle Acquisition Corp. Warrant
DEACW
$1.6M
5
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$1.33M

Top Sells

1
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$26.2M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$14.5M
3
AMZN icon
Amazon
AMZN
$12.6M
4
SPCE.WS
Virgin Galactic Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stoc
SPCE.WS
$6.98M
5
SOLN
The Southern Company
SOLN
$5.96M

Sector Composition

1 Technology 2.06%
2 Consumer Discretionary 0.31%
3 Utilities 0.17%
4 Industrials 0.13%
5 Materials 0.04%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRE icon
101
Sempra
SRE
$53.7B
– –
0
– –
SSRM icon
102
SSR Mining
SSRM
$4.13B
– –
0
– –
STNG icon
103
Scorpio Tankers
STNG
$2.64B
– –
-69,344
Closed -$2.73M
TSLA icon
104
Tesla
TSLA
$1.08T
– –
-1,940
Closed -$812K
VATE icon
105
INNOVATE Corp
VATE
$75.5M
– –
-987,858
Closed -$2.14M
VRRM icon
106
Verra Mobility
VRRM
$3.91B
– –
0
– –
VRSK icon
107
Verisk Analytics
VRSK
$37.5B
– –
-196
Closed -$29K
WDAY icon
108
Workday
WDAY
$62.3B
– –
-191
Closed -$31K
XLK icon
109
Technology Select Sector SPDR Fund
XLK
$83.6B
– –
-59,481
Closed -$5.45M
XNCR icon
110
Xencor
XNCR
$594M
– –
-5,489
Closed -$189K
CMBT
111
CMB.TECH NV
CMBT
$2.57B
– –
-726
Closed -$9K
XIFR
112
XPLR Infrastructure, LP
XIFR
$975M
– –
0
– –
TWNK
113
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
COUP
114
DELISTED
Coupa Software Incorporated
COUP
– –
0
– –
SWT
115
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-11,434
Closed -$1.25M
DTP
116
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-55,797
Closed -$2.86M
AVGOP
117
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
– –
-1,037
Closed -$1.22M
CHNGU
118
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-87,742
Closed -$5.26M
NUAN
119
DELISTED
Nuance Communications, Inc.
NUAN
– –
-25,000
Closed -$446K
SIC
120
DELISTED
Select Interior Concepts, Inc. Class A Common Stock
SIC
– –
-62,978
Closed -$566K
IFFT
121
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
-74,342
Closed -$3.57M
SJIU
122
DELISTED
South Jersey Industries, Inc.
SJIU
– –
-6,149
Closed -$319K
CFFAW
123
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
– –
-50,000
Closed -$44K
PACQW
124
DELISTED
Pure Acquisition Corp. Warrant
PACQW
– –
-20,900
Closed -$21K
CCC.WS
125
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
– –
-4,196,501
Closed -$26.2M
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5
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