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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$363M
AUM Growth
-$71.9M
Cap. Flow
-$131M
Cap. Flow %
-36.11%
Top 10 Hldgs %
50.43%
Holding
184
New
50
Increased
27
Reduced
36
Closed
40

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$12M
2
AIG.WS
American International Group, Inc.
AIG.WS
+$11.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$5.66M
4
CCC.WS
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
+$5.18M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5.09M

Top Sells

Rank Stock Value
1
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$84M
2
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$19.8M
3
SJIU
South Jersey Industries, Inc.
SJIU
+$11.5M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$10M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$7.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.86%
2 Utilities 2.16%
3 Financials 1.08%
4 Industrials 0.84%
5 Energy 0.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOEVW
101
DELISTED
Canoo Inc. Warrant
GOEVW
$32K 0.01%
39,800
-200
-0.5% -$174
FPAC.WS
102
DELISTED
Far Point Acquisition Corporation Warrants, exercisable for one share of Class A Common Stock for $1
FPAC.WS
$32K 0.01%
25,000
– –
WDAY icon
103
Workday
WDAY
$31.6B
$31K 0.01%
+191
New +$31.7K
MUDSW
104
DELISTED
Mudrick Capital Acquisition Corporation Warrant
MUDSW
$31K 0.01%
62,932
-300
-0.5% -$174
VRSK icon
105
Verisk Analytics
VRSK
$25.3B
$29K 0.01%
+196
New +$29K
IDXX icon
106
Idexx Laboratories
IDXX
$42.5B
$27K 0.01%
+102
New +$26.9K
LGC.WS
107
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$27K 0.01%
50,000
– –
DLTR icon
108
Dollar Tree
DLTR
$22.6B
$26K 0.01%
+280
New +$29.4K
IFF icon
109
CALL
International Flavors & Fragrances
IFF
$18.8B
$26K 0.01%
+200
New +$25.5K
NSCO.WS
110
DELISTED
Nesco Holdings, Inc. Warrants, exerciseable for Common Stock
NSCO.WS
$25K 0.01%
52,148
-14,333
-22% -$7.92K
FMCIW
111
DELISTED
Forum Merger II Corporation Warrant
FMCIW
$23K 0.01%
50,000
– –
DDMXW
112
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$23K 0.01%
50,000
– –
BWMCW
113
DELISTED
Boxwood Merger Corp. Warrant
BWMCW
$22K 0.01%
35,454
-3,500
-9% -$2.61K
EPR icon
114
PUT
EPR Properties
EPR
$4.74B
$21K 0.01%
300
-6,700
-96% -$494K
PACQW
115
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$21K 0.01%
20,900
-3,900
-16% -$4.18K
SAMAW
116
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$19K 0.01%
50,000
– –
EXPE icon
117
Expedia Group
EXPE
$30.9B
$18K 0.01%
+162
New +$19K
VTIQW
118
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$17K ﹤0.01%
29,300
– –
HAS icon
119
Hasbro
HAS
$12.4B
$16K ﹤0.01%
+150
New +$15.6K
GIX.WS
120
DELISTED
GigCapital2, Inc. Warrants exercisable for one share of Common Stock at an exercise price of $11.50
GIX.WS
$16K ﹤0.01%
+50,000
New +$14.3K
MFAC.WS
121
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$16K ﹤0.01%
50,000
– –
NFINW
122
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$15K ﹤0.01%
50,000
– –
LBTYK icon
123
Liberty Global Class C
LBTYK
$3.37B
$13K ﹤0.01%
+599
New +$13.5K
ECPG icon
124
CALL
Encore Capital Group
ECPG
$1.84B
$11K ﹤0.01%
300
– –
ALGRW
125
DELISTED
Allegro Merger Corp Warrant
ALGRW
$10K ﹤0.01%
+55,000
New +$12.7K
3 4
5
6 7

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
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FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
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DHRFI
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HCMT
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Equitec Specialists's Q4 2019 Portfolio in Review

As of Q4 2019, Equitec Specialists held 184 positions worth $363M, down 17% from $434M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Equitec Specialists withdrew a net $131M in Q4 2019, closing 40 positions and reducing 36 holdings. Its most notable exit was DTE Energy Company 2016 Corporate Units, an estimated $84M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.9% of assets, up from 0.07% a quarter earlier, followed by Utilities and Financials.

Against the trend, Equitec Specialists opened a new position in Amazon worth $12.6M.

  • Equitec Specialists's largest Q4 2019 buy was Amazon: 136,000 shares worth $12.6M.
  • Equitec Specialists added most to American International Group, Inc. in Q4 2019, an estimated $11.3M increase.
  • Equitec Specialists's biggest Q4 2019 reduction was Dominion Energy, Inc. 2019 Series A Corporate Units, cutting an estimated $19.8M.
  • Equitec Specialists fully exited DTE Energy Company 2016 Corporate Units in Q4 2019, selling an estimated $84M.
  • Equitec Specialists's ten largest holdings make up 50% of its $363M portfolio in Q4 2019.
  • Equitec Specialists opened 50 new positions and closed 40 in Q4 2019.
  • Equitec Specialists's portfolio value fell 17% quarter-over-quarter to $363M.

Based on Equitec Specialists's 13F filing for Q4 2019, filed 17 Jan 2020.