ES

Equitec Specialists Portfolio holdings

AUM $71K
1-Year Return 10.76%
This Quarter Return
+1.87%
1 Year Return
+10.76%
3 Year Return
+40.54%
5 Year Return
+63.33%
10 Year Return
–
AUM
$335M
AUM Growth
-$109M
Cap. Flow
-$193M
Cap. Flow %
-57.81%
Top 10 Hldgs %
55.43%
Holding
144
New
38
Increased
21
Reduced
14
Closed
11

Top Buys

1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$28.9M
2
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$19.5M
3
DYNC
Vistra Energy Corp.
DYNC
$9.78M
4
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$8.03M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$7.48M

Top Sells

1
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
$111M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$24.8M
3
EPR.PRC icon
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$17.8M
4
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$16.5M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
$6.05M

Sector Composition

1 Financials 1.35%
2 Industrials 1.32%
3 Healthcare 0.73%
4 Real Estate 0.52%
5 Technology 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EPR icon
101
EPR Properties
EPR
$4.05B
– –
0
– –
HLF icon
102
Herbalife
HLF
$1.04B
– –
0
– –
INO icon
103
Inovio Pharmaceuticals
INO
$146M
– –
0
– –
IRDM icon
104
Iridium Communications
IRDM
$2.61B
– –
0
– –
KHC icon
105
Kraft Heinz
KHC
$31.9B
– –
-24,600
Closed -$803K
MELI icon
106
Mercado Libre
MELI
$123B
– –
0
– –
MGY icon
107
Magnolia Oil & Gas
MGY
$4.56B
– –
0
– –
NBR icon
108
Nabors Industries
NBR
$551M
– –
0
– –
PRO icon
109
PROS Holdings
PRO
$727M
– –
0
– –
RH icon
110
RH
RH
$4.41B
– –
0
– –
RYAM icon
111
Rayonier Advanced Materials
RYAM
$379M
– –
0
– –
UPBD icon
112
Upbound Group
UPBD
$1.46B
– –
-35,800
Closed -$747K
ZWS icon
113
Zurn Elkay Water Solutions
ZWS
$7.7B
– –
0
– –
VGR
114
DELISTED
Vector Group Ltd.
VGR
– –
-41,598
Closed -$303K
THWWW
115
DELISTED
Target Hospitality Corp. Warrant expiring 3/15/2024
THWWW
– –
-13,483
Closed -$21K
RPT
116
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
0
– –
TWNK
117
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
0
– –
USWSW
118
DELISTED
U.S. Well Services, Inc. Warrants
USWSW
– –
-85,082
Closed -$86K
TBRGW
119
DELISTED
Thunder Bridge Acquisition, Ltd. Warrant
TBRGW
– –
-50,000
Closed -$36K
JSYNW
120
DELISTED
Jensyn Acquistion Corp. Warrants
JSYNW
– –
-25,000
Closed -$2K
IRDMB
121
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
– –
-120,988
Closed -$111M
GTYHW
122
DELISTED
GTY Technology Holdings, Inc. Warrants
GTYHW
– –
-31,658
Closed -$19K
MOSC.U
123
DELISTED
Mosaic Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-third o
MOSC.U
– –
-22,700
Closed -$234K
MTSC
124
DELISTED
MTS Systems Corp
MTSC
– –
0
– –
1 2 3 4
5