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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$384M
AUM Growth
-$140M
Cap. Flow
-$119M
Cap. Flow %
-30.89%
Top 10 Hldgs %
48.32%
Holding
159
New
59
Increased
30
Reduced
22
Closed
19
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.1 years
Top 20 Avg Time Held Equity + Options
0.2 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.1 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$28.9M
2
AVTR.PRA icon
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$18.4M
3
DYNC icon
Vistra Energy Corp.
DYNC
+$10.4M
4
CNP.PRB icon
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.29M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$7.16M

Top Sells

Rank Stock Value
1
IRDMB icon
Iridium Communications Inc - 6.75% Series B
IRDMB
+$111M
2
CCI.PRA icon
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$24.3M
3
EPR.PRC icon
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
+$18M
4
SRE.PRA icon
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$16.1M
5
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$6.01M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.76%
2 Financials 1.17%
3 Industrials 1.15%
4 Healthcare 0.64%
5 Real Estate 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
RPT icon
101
CALL
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$24K 0.01%
+2,000
New +$24.7K
2019 Q2
0 quarters
STNLW
102
DELISTED
Sentinel Energy Services Inc. Warrant
STNLW
$21K 0.01%
30,637
-8,163
-21% -$5.69K
2019 Q1
1 quarter
ASLEW icon
103
DELISTED
AerSale Corp Warrants
ASLEW
$20K 0.01%
+60,000
New +$20.5K
2019 Q2
0 quarters
PACQW
104
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$20K 0.01%
+18,700
New +$20.5K
2019 Q2
0 quarters
TRNE.WS
105
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$19K ﹤0.01%
+25,000
New +$17.2K
2019 Q2
0 quarters
GRAF.WS
106
DELISTED
Graf Industrial Corp. Warrants (each exercisable for three-quarters of one share of common stock, ea
GRAF.WS
$18K ﹤0.01%
50,000
– –
2019 Q1
1 quarter
ADNWW
107
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$17K ﹤0.01%
55,000
– –
2019 Q1
1 quarter
AAOI icon
108
Applied Optoelectronics
AAOI
$6.99B
$16K ﹤0.01%
+1,568
New +$16.8K
2019 Q2
0 quarters
BW icon
109
Babcock & Wilcox
BW
$714M
$16K ﹤0.01%
4,549
-335,291
-99% -$1.29M
2018 Q2
4 quarters
LGC.WS
110
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$16K ﹤0.01%
50,000
– –
2019 Q1
1 quarter
TIBRW
111
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$16K ﹤0.01%
+50,000
New +$17.3K
2019 Q2
0 quarters
TMCXW
112
DELISTED
Trinity Merger Corp. Warrant
TMCXW
$16K ﹤0.01%
50,000
– –
2019 Q1
1 quarter
AAOI icon
113
PUT
Applied Optoelectronics
AAOI
$6.99B
$15K ﹤0.01%
+1,500
New +$16K
2019 Q2
0 quarters
MFAC.WS
114
DELISTED
Megalith Financial Acquisition Corp. Warrants, each warrant exercisable for one share of Class A Com
MFAC.WS
$15K ﹤0.01%
+50,000
New +$15.2K
2019 Q2
0 quarters
SAMAW
115
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$15K ﹤0.01%
+50,000
New +$16.8K
2019 Q2
0 quarters
GIG.WS
116
DELISTED
GigCapital, Inc. Warrants, each whole Warrant exercisable for one share of Common Stock at an exerci
GIG.WS
$15K ﹤0.01%
50,000
– –
2019 Q1
1 quarter
TKKSW
117
DELISTED
TKK Symphony Acquisition Corporation Warrant
TKKSW
$14K ﹤0.01%
+108,800
New +$14.7K
2019 Q2
0 quarters
VTIQW
118
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$13K ﹤0.01%
29,300
– –
2019 Q1
1 quarter
NRCG.WS
119
DELISTED
NRC Group Holdings Corp.
NRCG.WS
$13K ﹤0.01%
+8,100
New +$7.53K
2019 Q2
0 quarters
BFIIW
120
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$11K ﹤0.01%
50,000
– –
2019 Q1
1 quarter
DDMXW
121
DELISTED
DD3 Acquisition Corp. Warrants
DDMXW
$10K ﹤0.01%
+50,000
New +$14.1K
2019 Q2
0 quarters
LTRYW icon
122
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$191
$8K ﹤0.01%
59,914
– –
2019 Q1
1 quarter
PECKW
123
DELISTED
The Peck Company, Inc. Warrants
PECKW
$5K ﹤0.01%
+25,000
New +$5.52K
2019 Q2
0 quarters
MBIO icon
124
Mustang Bio
MBIO
$2.88M
$4K ﹤0.01%
+1
New +$2.85K
2019 Q2
0 quarters
MMDMW
125
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$2K ﹤0.01%
10,000
– –
2019 Q1
1 quarter
2 3 4
5
6

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Equitec Specialists's Q2 2019 Portfolio in Review

As of Q2 2019, Equitec Specialists held 159 positions worth $384M, down 27% from $524M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Equitec Specialists withdrew a net $119M in Q2 2019, closing 19 positions and reducing 22 holdings. Its most notable exit was Iridium Communications Inc - 6.75% Series B, an estimated $111M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 96% of assets, down from 97% a quarter earlier, followed by Financials and Industrials.

Against the trend, Equitec Specialists opened a new position in Dominion Energy, Inc. 2019 Series A Corporate Units worth $28.9M.

  • Equitec Specialists's largest Q2 2019 buy was Dominion Energy, Inc. 2019 Series A Corporate Units: 278,948 shares worth $28.9M.
  • Equitec Specialists added most to CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q2 2019, an estimated $8.29M increase.
  • Equitec Specialists's biggest Q2 2019 reduction was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $24.3M.
  • Equitec Specialists fully exited Iridium Communications Inc - 6.75% Series B in Q2 2019, selling an estimated $111M.
  • Equitec Specialists's ten largest holdings make up 48% of its $384M portfolio in Q2 2019.
  • Equitec Specialists opened 59 new positions and closed 19 in Q2 2019.
  • Equitec Specialists's portfolio value fell 27% quarter-over-quarter to $384M.

Based on Equitec Specialists's 13F filing for Q2 2019, filed 9 Jul 2019.