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Equitec Specialists Portfolio holdings

AUM $708K

1-Year Est. Return 25.27%

This Fund

S&P 500

This Quarter Est. Return

+17.63%

1 Year Est. Return

+25.27%

3 Year Est. Return

+65.41%

5 Year Est. Return

+95.52%

10 Year Est. Return

–

AUM

$524M

AUM Growth

+$164M (+46%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

10.06%

Top 10 Holdings % Top 10 Hldgs %

68.75%

Holding

121

New

Increased

Reduced

Closed

Top Buys

1	CCI.PRA Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A CCI.PRA	+$26.9M
2	SRE.PRA Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A SRE.PRA	+$24.2M
3	CFXA Colfax Corporation 5.75% Tangible Equity Units CFXA	+$15.5M
4	ENR.PRA Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock ENR.PRA	+$11.4M
5	DHR.PRA Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A DHR.PRA	+$6.04M

Top Sells

1	HES.PRA Hess Corporation HES.PRA	+$12.3M
2	CNP.PRB CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S CNP.PRB	+$6.36M
3	QTS.PRB QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock QTS.PRB	+$3.94M
4	NBR.PRA Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A NBR.PRA	+$2.57M
5	VRTSP Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock VRTSP	+$2.31M

Sector Composition

1	Industrials	1.15%
2	Healthcare	0.69%
3	Financials	0.64%
4	Real Estate	0.25%
5	Consumer Staples	0.21%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Change in Stake	Capital Flow
101	101 CALL Tesla TSLA $1.47T	–	–	-15,000	Closed	-$333K
102	102 PUT Tesla TSLA $1.47T	–	–	-343,500	Closed	-$7.62M
103	VGR 103 CALL DELISTED Vector Group Ltd. VGR	–	–	-24,576	Closed	-$162K
104	DSKEW 104 DELISTED Daseke, Inc. Warrant DSKEW	–	–	-17,969	Closed	-$3K
105	QTS.PRB 105 DELISTED QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock QTS.PRB	–	–	-41,755	Closed	-$3.94M
106	TACOW 106 DELISTED Del Taco Restaurants, Inc. Warrants TACOW	–	–	-13,472	Closed	-$15K
107	HES.PRA 107 DELISTED Hess Corporation HES.PRA	–	–	-248,420	Closed	-$12.3M
108	FTR 108 CALL DELISTED Frontier Communications Corp. FTR	–	–	-137,400	Closed	-$327K
109	FTR 109 PUT DELISTED Frontier Communications Corp. FTR	–	–	-19,900	Closed	-$47K