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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$190M
Cap. Flow
-$259M
Cap. Flow %
-75.16%
Top 10 Hldgs %
62.7%
Holding
132
New
36
Increased
25
Reduced
19
Closed
28

Top Buys

Rank Stock Value
1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.3M
2
WELL.PRI
Welltower Inc.
WELL.PRI
+$9.87M
3
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$8M
4
JPM.WS
JPMorgan Chase
JPM.WS
+$6.77M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.75M

Top Sells

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$170M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$53.4M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$35.4M
4
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$9.63M
5
BKHU
Black Hills Corporation
BKHU
+$5.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.93%
2 Financials 7.87%
3 Healthcare 1.98%
4 Utilities 0.19%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HES
101
DELISTED
Hess
HES
– –
-73
Closed -$3.91K
KMI icon
102
Kinder Morgan
KMI
$70.3B
– –
-2,209
Closed -$46.8K
MNKD icon
103
MannKind Corp
MNKD
$1.27B
$0 ﹤0.01%
20
-360
-95% -$1.59K
MU icon
104
Micron Technology
MU
$1.05T
– –
-15,123
Closed -$208K
MU icon
105
PUT
Micron Technology
MU
$1.05T
– –
-15,200
Closed -$209K
NEE icon
106
CALL
NextEra Energy
NEE
$171B
– –
-20,000
Closed -$652K
SAFE
107
CALL
Safehold
SAFE
$1.09B
– –
-6,451
Closed -$301K
TSN icon
108
Tyson Foods
TSN
$19.5B
– –
-6,643
Closed -$444K
TSN icon
109
PUT
Tyson Foods
TSN
$19.5B
– –
-2,500
Closed -$167K
XLF icon
110
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
– –
-28,479
Closed -$571K
XPO icon
111
XPO
XPO
$22.1B
– –
-7,867
Closed -$89K
XPO icon
112
PUT
XPO
XPO
$22.1B
– –
-25,155
Closed -$228K
WPX
113
CALL
DELISTED
WPX Energy, Inc.
WPX
– –
-10,000
Closed -$93K
AEUA
114
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-1,064
Closed -$39K
COWN
115
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-1,050
Closed -$12K
GM.WS.A
116
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-28
Closed -$1K
WY.PRA
117
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-1,059,735
Closed -$53.4M
RXII
118
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-100
Closed –
HLS.WS
119
DELISTED
HEALTHSOUTH Corporation
HLS.WS
– –
-18,982
Closed -$32K
NEE.PRP
120
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
– –
-2,555,487
Closed -$170M
1 2 3 4
5

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YECIP
YT Extraction Co Investment Partners New York $1.73M AUM
SA
Silversage Advisors Irvine, California $2.41M AUM 46.55% 1-Year Est. Return
FRGX
First Reserve GP XII Stamford, Connecticut $3.16M AUM 24.66% 1-Year Est. Return
KA
KSL Advisors Denver, Colorado $16.1M AUM
TG
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DHRFI
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HCMT
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Equitec Specialists's Q3 2016 Portfolio in Review

As of Q3 2016, Equitec Specialists held 132 positions worth $344M, down 36% from $535M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $259M in Q3 2016, closing 28 positions and reducing 19 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $170M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Equitec Specialists opened a new position in Stanley Black & Decker, Inc. worth $12.5M.

  • Equitec Specialists's largest Q3 2016 buy was Stanley Black & Decker, Inc.: 98,588 shares worth $12.5M.
  • Equitec Specialists added most to Welltower Inc. in Q3 2016, an estimated $9.87M increase.
  • Equitec Specialists's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $35.4M.
  • Equitec Specialists fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $170M.
  • Equitec Specialists's ten largest holdings make up 63% of its $344M portfolio in Q3 2016.
  • Equitec Specialists opened 36 new positions and closed 28 in Q3 2016.
  • Equitec Specialists's portfolio value fell 36% quarter-over-quarter to $344M.

Based on Equitec Specialists's 13F filing for Q3 2016, filed 24 Oct 2016.