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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+4.32%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$344M
AUM Growth
-$190M
Cap. Flow
-$259M
Cap. Flow %
-75.16%
Top 10 Hldgs %
62.7%
Holding
132
New
36
Increased
25
Reduced
19
Closed
28
Avg Time Held Equity + Options
0.5 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.5 years
Avg Time Held Equity only
0.6 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.5 years

Top Buys

Rank Stock Value
1
SWH
Stanley Black & Decker, Inc.
SWH
+$12.3M
2
WELL.PRI icon
Welltower Inc.
WELL.PRI
+$9.87M
3
RYAM.PRA icon
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$8M
4
JPM.WS icon
JPMorgan Chase
JPM.WS
+$6.77M
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$6.75M

Top Sells

Rank Stock Value
1
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$170M
2
WY.PRA icon
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$53.4M
3
CCI.PRA icon
Crown Castle International Corp.
CCI.PRA
+$35.4M
4
EPR.PRE icon
EPR Properties 9.00% Series E Preferred Shares
EPR.PRE
+$9.63M
5
BKHU
Black Hills Corporation
BKHU
+$5.67M

Sector Composition

Rank Sector Weight
1 Miscellaneous 89.93%
2 Financials 7.87%
3 Healthcare 1.98%
4 Utilities 0.19%
5 Energy 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
HES icon
101
DELISTED
Hess
HES
– –
-73
Closed -$3.91K –
KMI icon
102
Kinder Morgan
KMI
$74.3B
– –
-2,209
Closed -$46.8K –
MNKD icon
103
MannKind Corp
MNKD
$971M
$0 ﹤0.01%
20
-360
-95% -$1.59K
2016 Q2
1 quarter
MU icon
104
Micron Technology
MU
$1.03T
– –
-15,123
Closed -$208K –
MU icon
105
PUT
Micron Technology
MU
$1.03T
– –
-15,200
Closed -$209K –
NEE icon
106
CALL
NextEra Energy
NEE
$163B
– –
-20,000
Closed -$652K –
SAFE icon
107
CALL
Safehold
SAFE
$818M
– –
-6,451
Closed -$301K –
TSN icon
108
Tyson Foods
TSN
$19.1B
– –
-6,643
Closed -$444K –
TSN icon
109
PUT
Tyson Foods
TSN
$19.1B
– –
-2,500
Closed -$167K –
XLF icon
110
State Street Financial Select Sector SPDR ETF
XLF
$50.7B
– –
-28,479
Closed -$571K –
XPO icon
111
XPO
XPO
$21.7B
– –
-7,867
Closed -$89K –
XPO icon
112
PUT
XPO
XPO
$21.7B
– –
-25,155
Closed -$228K –
WPX
113
CALL
DELISTED
WPX Energy, Inc.
WPX
– –
-10,000
Closed -$93K –
AEUA
114
DELISTED
Anadarko Petroleum Corporation
AEUA
– –
-1,064
Closed -$39K –
COWN
115
CALL
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-1,050
Closed -$12K –
GM.WS.A icon
116
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
– –
-28
Closed -$1K –
WY.PRA icon
117
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
– –
-1,059,735
Closed -$53.4M –
RXII
118
DELISTED
GALENA BIOPHARMA INC COM
RXII
– –
-100
Closed – –
HLS.WS
119
DELISTED
HEALTHSOUTH Corporation
HLS.WS
– –
-18,982
Closed -$32K –
NEE.PRP icon
120
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
– –
-2,555,487
Closed -$170M –
1 2 3 4
5

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SA
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KA
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HCMT
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Equitec Specialists's Q3 2016 Portfolio in Review

As of Q3 2016, Equitec Specialists held 132 positions worth $344M, down 36% from $535M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Equitec Specialists withdrew a net $259M in Q3 2016, closing 28 positions and reducing 19 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $170M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Equitec Specialists opened a new position in Stanley Black & Decker, Inc. worth $12.5M.

  • Equitec Specialists's largest Q3 2016 buy was Stanley Black & Decker, Inc.: 98,588 shares worth $12.5M.
  • Equitec Specialists added most to Welltower Inc. in Q3 2016, an estimated $9.87M increase.
  • Equitec Specialists's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $35.4M.
  • Equitec Specialists fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $170M.
  • Equitec Specialists's ten largest holdings make up 63% of its $344M portfolio in Q3 2016.
  • Equitec Specialists opened 36 new positions and closed 28 in Q3 2016.
  • Equitec Specialists's portfolio value fell 36% quarter-over-quarter to $344M.

Based on Equitec Specialists's 13F filing for Q3 2016, filed 24 Oct 2016.