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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$411M
AUM Growth
+$132M
Cap. Flow
-$105M
Cap. Flow %
-25.54%
Top 10 Hldgs %
67.35%
Holding
151
New
32
Increased
25
Reduced
26
Closed
43
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.5 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.5 years
Top 10 Avg Time Held Equity only
0.5 years
Top 20 Avg Time Held Equity only
0.4 years

Top Buys

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$21.9M
2
NEE.PRP icon
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$20M
3
DCUB
DOMINION RESOURCES INC CORP UNIT 2013 SER B (VA)
DCUB
+$4.73M
4
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$4.02M
5
BKHU
Black Hills Corporation
BKHU
+$3.78M

Top Sells

Rank Stock Value
1
TMUSP icon
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$1.86M
2
TSNU
Tyson Foods, Inc.
TSNU
+$1.74M
3
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$941K
4
HZNP
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
+$789K
5
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$730K

Sector Composition

Rank Sector Weight
1 Miscellaneous 98.75%
2 Healthcare 0.77%
3 Financials 0.23%
4 Energy 0.12%
5 Materials 0.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
STWD icon
101
Starwood Property Trust
STWD
$4.72B
– –
-3,820
Closed -$79K –
STWD icon
102
PUT
Starwood Property Trust
STWD
$4.72B
– –
-5,900
Closed -$121K –
TEVA icon
103
CALL
Teva Pharmaceutical Industries Limited
TEVA
$47.9B
– –
-500
Closed -$33K –
TSEM icon
104
CALL
Tower Semiconductor
TSEM
$23.3B
– –
-1,000
Closed -$14K –
VLY icon
105
CALL
Valley National Bancorp
VLY
$6.99B
– –
-10,000
Closed -$99K –
VLY icon
106
Valley National Bancorp
VLY
$6.99B
– –
-10,000
Closed -$99K –
X icon
107
CALL
DELISTED
US Steel
X
– –
-2,500
Closed -$20K –
AIG.WS icon
108
DELISTED
American International Group, Inc.
AIG.WS
– –
-8,696
Closed -$207K –
ENT
109
CALL
DELISTED
Global Eagle Entertainment Inc.
ENT
– –
-40
Closed -$10K –
ARE.PRD icon
110
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
– –
-204
Closed -$6K –
HZNP
111
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-8,700
Closed -$189K –
HZNP
112
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
– –
-36,400
Closed -$789K –
ICON icon
113
CALL
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-1,040
Closed -$71K –
DYN.PRA icon
114
DELISTED
Dynegy Inc.
DYN.PRA
– –
-3,594
Closed -$182K –
FCAM
115
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
– –
-182
Closed -$22K –
SQNM
116
DELISTED
SEQUENOM INC NEW
SQNM
– –
-47,500
Closed -$78K –
SQNM
117
PUT
DELISTED
SEQUENOM INC NEW
SQNM
– –
-48,600
Closed -$80K –
SUNE icon
118
CALL
DELISTED
SUNEDISON, INC COM
SUNE
– –
-3,400
Closed -$17K –
SUNE icon
119
DELISTED
SUNEDISON, INC COM
SUNE
$0 ﹤0.01%
+100
New +$230
2016 Q1
0 quarters
TC icon
120
CALL
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-12,500
Closed -$3K –
TC icon
121
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-88,423
Closed -$18K –
TC icon
122
PUT
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-86,400
Closed -$17K –
TACO icon
123
CALL
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
– –
-2,200
Closed -$23K –
ZIONW
124
DELISTED
Zions Bancorporation N.A. Warrants
ZIONW
– –
-13,360
Closed -$45K –
RXII
125
DELISTED
GALENA BIOPHARMA INC COM
RXII
$0 ﹤0.01%
+100
New –
2016 Q1
0 quarters
2 3 4
5
6

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SA
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Equitec Specialists's Q1 2016 Portfolio in Review

As of Q1 2016, Equitec Specialists held 151 positions worth $411M, up 48% from $279M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $105M in Q1 2016, closing 43 positions and reducing 26 holdings. Its most notable exit was Horizon Therapeutics Public Limited Company Ordinary Shares, an estimated $789K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 99% of assets, up from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) worth $23.3M.

  • Equitec Specialists's largest Q1 2016 buy was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA): 396,959 shares worth $23.3M.
  • Equitec Specialists added most to Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock in Q1 2016, an estimated $4.02M increase.
  • Equitec Specialists's biggest Q1 2016 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $1.86M.
  • Equitec Specialists fully exited Horizon Therapeutics Public Limited Company Ordinary Shares in Q1 2016, selling an estimated $789K.
  • Equitec Specialists's ten largest holdings make up 67% of its $411M portfolio in Q1 2016.
  • Equitec Specialists opened 32 new positions and closed 43 in Q1 2016.
  • Equitec Specialists's portfolio value rose 48% quarter-over-quarter to $411M.

Based on Equitec Specialists's 13F filing for Q1 2016, filed 29 Apr 2016.