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Equitec Specialists Portfolio holdings

AUM $708K
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JKS
101
JinkoSolar
JKS
$709M
– –
-3,900
Closed -$100K
KRC icon
102
Kilroy Realty
KRC
$4.21B
– –
-450
Closed -$29K
MNKD icon
103
MannKind Corp
MNKD
$1.27B
$0 ﹤0.01%
60
+40
+200% +$492
CALY
104
Callaway Golf Company
CALY
$2.8B
– –
-2,124
Closed -$18K
CALY
105
PUT
Callaway Golf Company
CALY
$2.8B
– –
-8,000
Closed -$67K
PLAB icon
106
CALL
Photronics
PLAB
$1.64B
– –
-3,500
Closed -$32K
SLG icon
107
CALL
SL Green Realty
SLG
$4.08B
– –
-10,433
Closed -$1.09M
SLG icon
108
PUT
SL Green Realty
SLG
$4.08B
– –
-1,653
Closed -$173K
TRV icon
109
Travelers Companies
TRV
$77.2B
– –
-200
Closed -$20K
TSEM icon
110
PUT
Tower Semiconductor
TSEM
$23.5B
– –
-1,000
Closed -$13K
TSLA icon
111
Tesla
TSLA
$1.38T
– –
-900
Closed -$13.5K
VZ icon
112
Verizon
VZ
$208B
– –
-200
Closed -$9K
X
113
PUT
DELISTED
US Steel
X
– –
-20,700
Closed -$216K
XLE icon
114
State Street Energy Select Sector SPDR ETF
XLE
$41.2B
– –
-10,000
Closed -$306K
SRCL
115
DELISTED
Stericycle Inc
SRCL
– –
-850
Closed -$118K
SWN
116
CALL
DELISTED
Southwestern Energy Company
SWN
– –
-1,300
Closed -$16K
TCO
117
DELISTED
Taubman Centers Inc.
TCO
– –
-300
Closed -$21K
MDCO
118
PUT
DELISTED
Medicines Co
MDCO
– –
-400
Closed -$15K
GWR
119
CALL
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-2,100
Closed -$124K
GWR
120
PUT
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-5,900
Closed -$349K
JASNW
121
DELISTED
Jason Industries, Inc.
JASNW
– –
-29,789
Closed -$9K
WFT
122
DELISTED
Weatherford International plc
WFT
– –
-75,000
Closed -$636K
WFT
123
PUT
DELISTED
Weatherford International plc
WFT
– –
-75,000
Closed -$636K
ICON
124
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-860
Closed -$88.2K
ICON
125
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-880
Closed -$119K
2 3 4
5
6

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SA
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FRGX
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KA
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TG
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HCMT
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Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.