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Equitec Specialists Portfolio holdings

AUM $708K Turnover 98.64%
1-Year Est. Return 25.27%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+25.27%
3 Year Est. Return
+65.41%
5 Year Est. Return
+95.52%
10 Year Est. Return
–
AUM
$279M
AUM Growth
+$46.8M
Cap. Flow
-$112M
Cap. Flow %
-40.18%
Top 10 Hldgs %
67.15%
Holding
160
New
40
Increased
22
Reduced
23
Closed
40
Avg Time Held Equity + Options
0.4 years
Top 10 Avg Time Held Equity + Options
0.4 years
Top 20 Avg Time Held Equity + Options
0.4 years
Avg Time Held Equity only
0.4 years
Top 10 Avg Time Held Equity only
0.4 years
Top 20 Avg Time Held Equity only
0.3 years

Top Buys

Rank Stock Value
1
AMSGP
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
+$4.07M
2
BKHU
Black Hills Corporation
BKHU
+$3.19M
3
RPT.PRD icon
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$2.34M
4
TSNU
Tyson Foods, Inc.
TSNU
+$1.65M
5
WELL.PRI icon
Welltower Inc.
WELL.PRI
+$960K

Top Sells

Rank Stock Value
1
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$18.6M
2
EP.PRC icon
El Paso Energy Capital Trust I
EP.PRC
+$8.7M
3
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$8.69M
4
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$2.35M
5
SWNC
Southwestern Energy Company
SWNC
+$2.28M

Sector Composition

Rank Sector Weight
1 Miscellaneous 97.61%
2 Healthcare 1.72%
3 Financials 0.33%
4 Materials 0.11%
5 Utilities 0.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
JKS icon
101
JinkoSolar
JKS
$424M
– –
-3,900
Closed -$100K –
KRC icon
102
Kilroy Realty
KRC
$4B
– –
-450
Closed -$29K –
MNKD icon
103
MannKind Corp
MNKD
$990M
$0 ﹤0.01%
60
+40
+200% +$492
2015 Q3
1 quarter
CALY icon
104
Callaway Golf Company
CALY
$2.5B
– –
-2,124
Closed -$18K –
CALY icon
105
PUT
Callaway Golf Company
CALY
$2.5B
– –
-8,000
Closed -$67K –
PLAB icon
106
CALL
Photronics
PLAB
$1.65B
– –
-3,500
Closed -$32K –
SLG icon
107
CALL
SL Green Realty
SLG
$3.36B
– –
-10,433
Closed -$1.09M –
SLG icon
108
PUT
SL Green Realty
SLG
$3.36B
– –
-1,653
Closed -$173K –
TRV icon
109
Travelers Companies
TRV
$78.9B
– –
-200
Closed -$20K –
TSEM icon
110
PUT
Tower Semiconductor
TSEM
$23.2B
– –
-1,000
Closed -$13K –
TSLA icon
111
Tesla
TSLA
$1.42T
– –
-900
Closed -$13.5K –
VZ icon
112
Verizon
VZ
$187B
– –
-200
Closed -$9K –
X icon
113
PUT
DELISTED
US Steel
X
– –
-20,700
Closed -$216K –
XLE icon
114
State Street Energy Select Sector SPDR ETF
XLE
$42.9B
– –
-10,000
Closed -$306K –
SRCL icon
115
DELISTED
Stericycle Inc
SRCL
– –
-850
Closed -$118K –
SWN icon
116
CALL
DELISTED
Southwestern Energy Company
SWN
– –
-1,300
Closed -$16K –
TCO
117
DELISTED
Taubman Centers Inc.
TCO
– –
-300
Closed -$21K –
MDCO
118
PUT
DELISTED
Medicines Co
MDCO
– –
-400
Closed -$15K –
GWR
119
CALL
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-2,100
Closed -$124K –
GWR
120
PUT
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-5,900
Closed -$349K –
JASNW
121
DELISTED
Jason Industries, Inc.
JASNW
– –
-29,789
Closed -$9K –
WFT
122
DELISTED
Weatherford International plc
WFT
– –
-75,000
Closed -$636K –
WFT
123
PUT
DELISTED
Weatherford International plc
WFT
– –
-75,000
Closed -$636K –
ICON icon
124
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-860
Closed -$88.2K –
ICON icon
125
PUT
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-880
Closed -$119K –
2 3 4
5
6

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Equitec Specialists's Q4 2015 Portfolio in Review

As of Q4 2015, Equitec Specialists held 160 positions worth $279M, up 20% from $232M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Equitec Specialists withdrew a net $112M in Q4 2015, closing 40 positions and reducing 23 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $18.6M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 98% of assets, down from 98% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Equitec Specialists opened a new position in Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1 worth $3.88M.

  • Equitec Specialists's largest Q4 2015 buy was Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1: 27,016 shares worth $3.88M.
  • Equitec Specialists added most to RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest in Q4 2015, an estimated $2.34M increase.
  • Equitec Specialists's biggest Q4 2015 reduction was El Paso Energy Capital Trust I, cutting an estimated $8.7M.
  • Equitec Specialists fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q4 2015, selling an estimated $18.6M.
  • Equitec Specialists's ten largest holdings make up 67% of its $279M portfolio in Q4 2015.
  • Equitec Specialists opened 40 new positions and closed 40 in Q4 2015.
  • Equitec Specialists's portfolio value rose 20% quarter-over-quarter to $279M.

Based on Equitec Specialists's 13F filing for Q4 2015, filed 22 Jan 2016.